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GA

Gregory J. Antell

BROOKFIELD PRIVATE ADVISORS LLC
Chicago, IL 60606
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CRD#: 6594054
GA

Professional summary


Gregory James Antell is a registered financial professional currently at BROOKFIELD PRIVATE ADVISORS LLC located in Chicago, Illinois.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 2016. Gregory has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Gregory James Antell's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 28, 2025 - Present

BROOKFIELD PRIVATE ADVISORS LLC

Office #1: 110 North Wacker Drive Suite 2700, Chicago, IL 60606
BD
CRD#: 151423
Chicago, IL
Past

February 1, 2016 - July 21, 2025

GRV SECURITIES LLC

BD
CRD#: 138348
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/28/2025)
RR
Alaska
(7/28/2025)
RR
Arizona
(7/28/2025)
RR
Arkansas
(7/28/2025)
RR
California
(7/28/2025)
RR
Colorado
(7/28/2025)
RR
Connecticut
(7/28/2025)
RR
Delaware
(7/28/2025)
RR
District of Columbia
(7/28/2025)
RR
Florida
(7/28/2025)
RR
Georgia
(7/28/2025)
RR
Hawaii
(7/28/2025)
RR
Idaho
(7/28/2025)
RR
Illinois
(7/28/2025)
RR
Indiana
(7/28/2025)
RR
Iowa
(7/28/2025)
RR
Kansas
(7/28/2025)
RR
Kentucky
(7/28/2025)
RR
Louisiana
(7/28/2025)
RR
Maine
(7/28/2025)
RR
Maryland
(7/28/2025)
RR
Massachusetts
(7/28/2025)
RR
Michigan
(7/28/2025)
RR
Minnesota
(7/28/2025)
RR
Mississippi
(7/28/2025)
RR
Missouri
(7/28/2025)
RR
Montana
(7/28/2025)
RR
Nebraska
(7/28/2025)
RR
Nevada
(7/28/2025)
RR
New Hampshire
(7/28/2025)
RR
New Jersey
(7/28/2025)
RR
New Mexico
(7/28/2025)
RR
New York
(7/28/2025)
RR
North Carolina
(7/28/2025)
RR
North Dakota
(7/28/2025)
RR
Ohio
(7/28/2025)
RR
Oklahoma
(7/28/2025)
RR
Oregon
(7/28/2025)
RR
Pennsylvania
(7/28/2025)
RR
Rhode Island
(7/28/2025)
RR
South Carolina
(7/28/2025)
RR
South Dakota
(7/28/2025)
RR
Tennessee
(7/28/2025)
RR
Texas
(7/28/2025)
RR
Utah
(7/28/2025)
RR
Vermont
(7/28/2025)
RR
Virginia
(7/28/2025)
RR
Washington
(7/28/2025)
RR
West Virginia
(7/28/2025)
RR
Wisconsin
(7/28/2025)
RR
Wyoming
(7/28/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 9/30/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/24/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


BP
BROOKFIELD PRIVATE ADVISORS LLC
BROOKFIELD FINANCIAL | GLOBAL CLIENT GROUP | BROOKFIELD PRIVATE ADVISORS LLC | BROOKFIELD FINANCIAL US, LLC

CRD#: 151423 / SEC#: , 8-68370

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
Brookfield Place 250 Vesey Street 15th Floor, New York, NY, 10281-1021
Mailing Address
Brookfield Place 250 Vesey Street 15th Floor, New York, NY, 10281-1021
Phone number
(212) 417-7000
Established
Delaware since 07/21/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BROOKFIELD US INC.MEMBER
BECK, RAFAELCFO & FINANCIAL OPERATIONS PRINCIPAL5718571
LEVI, DAVID WILLIAMCEO AND DIRECTOR2387908
SELIG, PHILIP SCOTTCHIEF COMPLIANCE OFFICER4593048
SRULOWITZ, MARKDIRECTOR6555246

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BROOKFIELD PRIVATE ADVISORS LLC

CRD#: 151423Chicago, IL 60606

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