TC
Thomas J. Cuoco
WORLD EQUITY GROUP
Jersey City, NJ
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CRD#: 6594018
TC
Professional summary
Thomas John Cuoco, who also goes by Thomas Cuoco, is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Jersey City, New Jersey.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Thomas has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Cuoco
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Westover Group; Investment Related; 2100 Westover Plantation, Dunwood, GA 30338; Nature: General Business and Recruiting consulting and DBA for insurance sales; Posn/Title: Executive Vice President; Start Date: 07.15.24; Approx. Hrs/Month: 5 Hrs; Hrs during trading Hrs: 5 Hrs. 2. Living Healthy Depot; Not Investment Related; 2100 Westover Plantation, Dunwood, GA 30338; Nature: Lifestyle consulting, health products and services, business consulting; Start Date: 07.15.24; Approx. Hrs/Month: 5 Hrs; Hrs during trading Hrs: 5 Hrs. 3. Frost Financial; Not Investment Related; 2100 Westover Plantation, Dunwood, GA 30338; Nature: Commerical, residential and small business administration loans, pension administration, and help with Corp exit strategies; Executive Vice President; Start Date: 07.15.24; Approx. Hrs/Month: 3 Hrs; Hrs during trading Hrs: 3 Hrs. 4. Moon Roller-skating and Entertainment Center; Not Investment Related; 2100 Westover Plantation, Dunwood, GA 30338; Nature: Consultant/CFO helping establish business plans and consulting on financial decisions; Posn/Title: Executive Vice President; Start Date: 07.15.24; Approx. Hrs/Month: 10 Hrs; Hrs during trading Hrs: ZERO Hrs. 5. Westover Group; Not Investment Related; 2100 Westover Plantation, Dunwood, GA 30338; Nature: Payroll processing. Referral fees from Isolved. Install401ks; Posn/Title: Executive Vice President; Start Date: 07.15.24; Approx. Hrs/Month: 2 Hrs; Hrs during trading Hrs: 2 Hrs. 6. 5. Westover Group; Not Investment Related; 2100 Westover Plantation, Dunwood, GA 30338; Nature: Book sales and Presentations; Posn/Title: Executive Vice President; Start Date: 07.15.24; Approx. Hrs/Month: 10 Hrs; Hrs during trading Hrs: 5 Hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas John Cuoco's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Thomas John Cuoco's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 2024 - Present
WORLD EQUITY GROUP, INC.
RIA
BD
CRD#: 29087
Jersey City, NJ
Current
July 13, 2024 - Present
WORLD EQUITY GROUP, INC.
RIA
BD
CRD#: 29087
Dunwoody, GA
Past
March 31, 2022 - May 30, 2023
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
July 8, 2019 - December 31, 2021
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
New York, NY
Past
March 10, 2016 - July 11, 2019
NYLIFE SECURITIES LLC
BD
CRD#: 5167
MELVILLE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/16/2025)
IAR
Alabama(7/16/2025)
RR
Arizona(7/16/2025)
IAR
Arizona(8/1/2025)
IAR
California(7/8/2024)
RR
California(7/13/2024)
RR
Colorado(7/16/2025)
IAR
Colorado(7/16/2025)
RR
Florida(7/16/2025)
IAR
Florida(7/17/2025)
IAR
Georgia(7/10/2024)
RR
Georgia(7/13/2024)
RR
Illinois(7/16/2025)
IAR
Illinois(7/17/2025)
RR
Indiana(7/16/2025)
IAR
Indiana(7/16/2025)
RR
Michigan(7/16/2025)
IAR
Michigan(7/18/2025)
RR
Minnesota(7/16/2025)
IAR
Minnesota(7/16/2025)
RR
Missouri(7/16/2025)
IAR
Missouri(7/17/2025)
RR
Nebraska(7/16/2025)
IAR
Nebraska(7/16/2025)
RR
New Jersey(7/13/2024)
IAR
New Jersey(7/19/2024)
IAR
New York(7/8/2024)
RR
New York(7/13/2024)
RR
North Carolina(7/16/2025)
IAR
North Carolina(7/17/2025)
RR
Pennsylvania(7/16/2025)
IAR
Pennsylvania(7/18/2025)
RR
Wisconsin(7/16/2025)
IAR
Wisconsin(7/17/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/31/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
425 N Martingale Road Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Road Suite 1200, Schaumburg, IL 60173
Phone number
(847) 342-1700
Established
Illinois since 09/13/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
170
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
