CS
Cynthia D. Salzman
CETERA INVESTMENT ADVISERS LLC
SAN ANTONIO, TX 78216
Some features on this profile are disabled
CRD#: 6593756
CS
Professional summary
Cynthia Denise Salzman, who also goes by C Denise Barnes, Cynthia Denise Barnes, C Denise Salzman, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Antonio, Texas and CETERA WEALTH SERVICES, LLC located in San Antonio, Texas.
Cynthia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Cynthia has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
C Denise Barnes | Cynthia Denise Barnes | C Denise Salzman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: TRIPLE CREEK INVESTMENT SERVICES, LLC INVESTMENT RELATED: NO ADDRESS: NATURE OF BUSINESS: REAL ESTATE INVESTMENTS START DATE: 4/2016 APX NUMBER OF HOURS PER WEEK: LESS THAN 4 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: MANAGING MEMBER, ACQUISITION OF PROPERTY, PAYMENTS OF COSTS INCURRED, OVERSIGHT AND MANAGEMENT OF SALES PROCESS THROUGH REAL ESTATE AGENT. SEPARATE PROPERTY MANAGERS RETAINED FOR ANY PASSIVE INCOME PROPERTY. 2. NAME OF OTHER BUSINESS: ASPECT WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 4/2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OPERATIONS MANAGER, PRIMARILY 'BACK OFFICE' FUNCTIONS INCLUDING REPORTING TRADES, IT SUPPORT, POLICIES AND PROCEDURES DEVELOPMENT, STREAMLINING AND BEST PRACTICE IMPLEMENTATION. BACKUP OF REGISTERED REPRESENTATIVES ON COMMUNICATIONS WITH CLIENTS IN THE EVENT OF THEIR UNAVAILABILITY; 3.NAME OF OTHER BUSINESS: SAN ANTONIO PARKS FOUNDATION INVESTMENT RELATED: NO ADDRESS: 13423 BLANCO RD, STE 301, SAN ANTONIO, TX 78216; NATURE OF BUSINESS: NON PROFIT FOR PARKS OF SAN ANTONIO START DATE: 1/2023 POSITION/TITLE/RELATIONSHIP: CHAIR OF FINANCE COMMITTEE; APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: LEAD COMMITTEE IN REVIEW OF FINANCIAL STATEMENTS, PREPARATION OF BUDGET, ANNUAL AUDIT, & PRESENTATION TO THE BOARD OF DIRECTORS; 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 7/2023; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES, & LONG-TERM CARE;
CRS (Client Relationship Summary) - RIA
Click below to view Cynthia Denise Salzman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9311 San Pedro Ste 750, San Antonio, TX 78216RIA
CRD#: 105644
SAN ANTONIO, TX
Current
May 6, 2016 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 9311 San Pedro Ste 750, San Antonio, TX 78216BD
CRD#: 13572
San Antonio, TX
Past
August 26, 2016 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/27/2022)
RR
Colorado(4/27/2022)
RR
Florida(1/5/2022)
RR
Georgia(1/3/2022)
RR
Kentucky(12/13/2024)
RR
Louisiana(1/13/2025)
RR
New Jersey(4/22/2025)
RR
Pennsylvania(1/14/2025)
RR
Texas(8/26/2016)
IAR
Texas(6/29/2023)
RR
Washington(5/2/2022)
RR
Wisconsin(4/27/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
