Geoffrey T. Schaefer

INTERGY PRIVATE WEALTH

Colorado Springs, CO 80903

Some features on this profile are disabled

CRD#: 6593230

Professional summary

Geoffrey Thomas Schaefer, CFP®, who also goes by Geoff Schaefer, Geoffrey Schaefer, is a registered financial advisor currently at INTERGY PRIVATE WEALTH, LLC located in Colorado Springs, Colorado.

Geoffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Geoffrey has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Geoff Schaefer | Geoffrey Schaefer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. LICENSED INSURANCE AGENT; INVESTMENT-RELATED; 13 S. TEJON ST., SUITE 400, COLORADO SPRINGS, CO 80903; INSURANCE SALES; INSURANGE AGENT; SELL INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Thomas Schaefer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

September 30, 2021 - Present

INTERGY PRIVATE WEALTH, LLC

Office #1: 13 S. Tejon St. Suite 400, Colorado Springs, CO 80903

RIA

CRD#: 315698

Colorado Springs, CO

Past

May 27, 2020 - October 1, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Colorado Spgs, CO

Past

March 8, 2016 - October 1, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Colorado Spgs, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTERGY PRIVATE WEALTH, LLC

INTERGY PRIVATE WEALTH | INTERGY PRIVATE WEALTH, LLC

CRD#: 315698 / SEC#: 801-122324

RIA

Registered Investment Advisory firm - (9/17/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/30/2021)

IAR

Texas
(6/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/1/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/7/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/8/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INTERGY PRIVATE WEALTH, LLC

INTERGY PRIVATE WEALTH | INTERGY PRIVATE WEALTH, LLC

CRD#: 315698 / SEC#: 801-122324

RIA

Registered Investment Advisory firm - (9/17/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

13 S. Tejon St. Suite 400, Colorado Springs, CO 80903

Mailing Address

Phone number

(719) 413-8820

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	2,117
AUM (Assets Under Management)	$ 466,993,705

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Tara Seegers

COMMONWEALTH FINANCIAL NETWORK

IAR

Colorado Spring, CO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Geoffrey T. Schaefer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Thomas Schaefer's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

INTERGY PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/1/2016

Series 7TO

Date: 10/7/2019

SIE

Date: 10/1/2018

Series 6

Date: 3/8/2016

Current Firm

INTERGY PRIVATE WEALTH, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTERGY PRIVATE WEALTH, LLC

TRUST BUT VERIFY

Similar Advisors