Philip A. Pace

RRA WEALTH

Spring Grove, IL

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CRD#: 6593182

Professional summary

Philip A Pace, who also goes by Philip Anthony Pace, is a registered financial advisor currently at RRA WEALTH, LLC located in Spring Grove, Illinois.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Philip has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Philip Anthony Pace

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PHIL PACE INC. SPRING GROVE, IL INSURANCE AGENT/OWNER SINCE 02/2015 NOT INVESTMENT RELATED CLEAN N SCREEN LLC GUTTER CLEANING, INSTALLATION AND SCREEN INSTALLATION SERVICE PART OWNER SINCE 09/2019 NOT INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip A Pace's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 28, 2023 - Present

RRA WEALTH, LLC

RIA

CRD#: 305212

Spring Grove, IL

Past

November 15, 2016 - May 4, 2021

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

SPRING GROVE, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/11/2024)

IAR

Illinois
(11/2/2023)

IAR

Wisconsin
(9/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/22/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/15/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RRA WEALTH, LLC

CRD#: 305212 / SEC#:

Arizona

Registered Investment Advisory firm - (3/11/2024 Approved)

Illinois

Registered Investment Advisory firm - (11/2/2023 Approved)

Wisconsin

Registered Investment Advisory firm - (10/18/2019 Approved)

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Contact information

Main Address

330 Kilbourn Avenue Suite 650, Milwaukee, WI 53202

Mailing Address

Phone number

(608) 220-2281

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Philip A. Pace

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip A Pace's CRS (Customer Relationship Summary).

Certified licenses

Experience

RRA WEALTH, LLC

FARMERS FINANCIAL SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/2023

Series 63

Date: 12/22/2016

SIE

Date: 10/1/2018

Series 6

Date: 11/15/2016

Current Firm

RRA WEALTH, LLC

Contact information

Documents

Red Flags

Company Information

RRA WEALTH, LLC

TRUST BUT VERIFY

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