SW
Scott D. Worley
CASTLE WEALTH MANAGEMENT
BOYNTON BEACH, FL 33426
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CRD#: 6593175
SW
Professional summary
Scott David Worley is a registered financial advisor currently at CASTLE WEALTH MANAGEMENT located in Boynton Beach, Florida.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Scott has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MR. WORLEY IS THE MANAGING MEMBER WORKING AS A LICENSED GENERAL CONTRACTOR WITH NORTHSTAR BUILDING MANAGEMENT, LLC AT 364 S COUNTRY CLUB DR, ATLANTIS, FL 33462 WHICH IS CONSTRUCTION/REAL ESTATE DEVELOPMENT RELATED AND IS A NON-INVESTMENT ACTIVITY. MR. WORLEY WORKS LESS THAN 10 HOURS/MONTH DURING TRADING HOURS. MR WORLEY IS ALSO PRESIDENT/LICENSED BROKER AT NORTHSTAR HOMES REALTY, INC. AT 364 S. COUNTRY CLUB DRIVE, ATLANTIS, FL 33462 PERFORMING LIMITED REAL ESTATE BROKERAGE TRANSACTIONS AND IS A NON-INVESTMENT ACTIVITY. MR. WORLEY WORKS LESS THAN 2 HRS/MO DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Scott David Worley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 5, 2016 - Present
CASTLE WEALTH MANAGEMENT
Office #1: 1880 N Congress Ave Suite 302, Boynton Beach, FL 33426RIA
CRD#: 118364
BOYNTON BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CASTLE WEALTH MANAGEMENT
CASTLE WEALTH MANAGEMENT | P.F.S. ADVISORS L.C. | CASTLE WEALTH MANAGEMENT LLC
CRD#: 118364 / SEC#: 801-60871
RIA
Registered Investment Advisory firm - (1/22/2002 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/5/2016)
Current Firm
CW
CASTLE WEALTH MANAGEMENT
CASTLE WEALTH MANAGEMENT | P.F.S. ADVISORS L.C. | CASTLE WEALTH MANAGEMENT LLC
CRD#: 118364 / SEC#: 801-60871
RIA
Registered Investment Advisory firm - (1/22/2002 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1880 N Congress Ave Suite 302, Boynton Beach, FL 33426
Mailing Address
Phone number
(561) 686-9604
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 812 |
| AUM (Assets Under Management) | $ 371,943,152 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/02/2025 | ||
| 01/18/2024 | ||
| 10/28/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CASTLE WEALTH MANAGEMENT
CRD#: 118364Boynton Beach, FL 33426TRUST BUT VERIFY
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