Shawna L. Nale

SNAVELY ASSOCIATES FINANCIAL SERVICES

LEMOYNE, PA 17043

CRD#: 6593131

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Professional summary

Shawna Leigh Nale is a registered financial advisor currently at SNAVELY ASSOCIATES FINANCIAL SERVICES located in Lemoyne, Pennsylvania.

Shawna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Shawna has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawna Leigh Nale's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 27, 2020 - Present

SNAVELY ASSOCIATES FINANCIAL SERVICES

Office #1: 1035 Mumma Road Suite 101, Lemoyne, PA 17043

RIA

CRD#: 144405

LEMOYNE, PA

Past

August 10, 2019 - November 2, 2021

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

LEMOYNE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SNAVELY ASSOCIATES FINANCIAL SERVICES

SAFS, LLC | SNAVELY II, JACK, EMERSON | SNAVELY ASSOCIATES FINANCIAL SERVICES

CRD#: 144405 / SEC#: 801-124937

RIA

Registered Investment Advisory firm - (4/29/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/4/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/27/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/22/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/11/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/13/2018

Securities Industry Essentials Examination

Current Firm

SNAVELY ASSOCIATES FINANCIAL SERVICES

SAFS, LLC | SNAVELY II, JACK, EMERSON | SNAVELY ASSOCIATES FINANCIAL SERVICES

CRD#: 144405 / SEC#: 801-124937

RIA

Registered Investment Advisory firm - (4/29/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/4/2022 Terminated)

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Contact information

Main Address

1035 Mumma Road Suite 101, Lemoyne, PA 17043

Mailing Address

P.o. Box 48, Camp Hill, PA 17001-0048

Phone number

(717) 737-3488

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SNAVELY ASSOCIATES FINANCIAL SERVICES ADV BROCHURE (1/20/2026)

Regulatory assets under management

Total Number of Accounts	627
AUM (Assets Under Management)	$ 182,570,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shawna L. Nale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawna Leigh Nale's CRS (Customer Relationship Summary).

Certified licenses

Experience

SNAVELY ASSOCIATES FINANCIAL SERVICES

THE O.N. EQUITY SALES COMPANY

Primary Firm SEC Registration

SNAVELY ASSOCIATES FINANCIAL SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 2/22/2020

Series 7TO

Date: 3/11/2024

SIE

Date: 10/13/2018

Current Firm

SNAVELY ASSOCIATES FINANCIAL SERVICES

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SNAVELY ASSOCIATES FINANCIAL SERVICES

TRUST BUT VERIFY

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