Lynn Stebbins
CALTON & ASSOCIATES
Delray Beach, FL 33484
Some features on this profile are disabled
CRD#: 6592955
Professional summary
Lynn Stebbins, CFP®, who also goes by Lynn S Stebbins, is a registered financial advisor currently at CALTON & ASSOCIATES, INC. located in Delray Beach, Florida.
Lynn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Lynn has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lynn S Stebbins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SLG DESIGNS LLC POSITION: Domestic Partner's LLC NATURE: Domestic Partner's LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/17/2019 ADDRESS: , Boca Raton FL , United States DESCRIPTION: Domestic Partner's LLC LOGGERHEAD WEALTH MANAGEMENT, LLC Is Investment Related, 5300 W Atlantic Ave, Ste 502, Delray Beach, FL 33484, DBA, Insurance Sales, Financial Professional and Insurance Agent, 2022-02-08, 160 hours per month, 160 hours per month during trading hours, Commission Compensation, It is a DBA as an Independent Contractor and for LLC/Tax Purposes, also used to sell Life Insurance, Disability Insurance, Long-Term Care Insurance, and Medicare Supplements. NETWORKING PROFESSIONALS INTERNATIONAL (NPI) Is Not Investment Related, ADDRESS: 5570 E Coach Circle, Boca Raton, FL, 33486, United States, Board Member, Secretary, 1/9/2025, 5 hours per month, 0 hours per month during trading hours, DESCRIPTION: The Secretary records the referrals that are given and received for the West Palm Beach New Business Leader Chapter. This is a 2-year term. LOGGERHEAD BUSINESS & INSURANCE MANAGEMENT, LLC Non-Investment related; 5300 W Atlantic Ave, Ste 502, Delray Beach, FL 33484; DBA as an Independent Contractor and for LLC/Tax purposes and to sell life insurance; Owner/Sole Proprietor; Start Date: 10/1/2025; Hours/month: 40; Hours/month during securities trading hours: 10; Fixed Annuities, Fixed Index Annuities, Life insurance, DI, Long-term Care, Group Health Insurance, Medicare Supplements and Small business exit planning.
CRS (Client Relationship Summary) - RIA
Click below to view Lynn Stebbins's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lynn Stebbins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
March 21, 2025 - Present
CALTON & ASSOCIATES, INC.
Office #1: 5300 W Atlantic Ave Ste 502, Delray Beach, FL 33484RIA
BD
CRD#: 20999
Delray Beach, FL
Current
March 20, 2025 - Present
CALTON & ASSOCIATES, INC.
Office #1: 5300 W Atlantic Ave Ste 502, Delray Beach, FL 33484RIA
BD
CRD#: 20999
Delray Beach, FL
Past
January 27, 2022 - March 21, 2025
GWN SECURITIES INC.
RIA
CRD#: 128929
DELRAY BEACH, FL
Past
January 26, 2022 - March 21, 2025
GWN SECURITIES INC.
BD
CRD#: 128929
DELRAY BEACH, FL
Past
May 6, 2019 - February 1, 2022
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
BOCA RATON, FL
Past
May 3, 2019 - February 1, 2022
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
BOCA RATON, FL
Past
January 29, 2018 - April 25, 2019
HERBERT J. SIMS CAPITAL MANAGEMENT, INC.
RIA
CRD#: 134510
Boca Raton, FL
Past
January 29, 2018 - April 16, 2019
HERBERT J. SIMS & CO, INC.
BD
CRD#: 3420
BOCA RATON, FL
Past
February 19, 2016 - January 22, 2018
DAVID LERNER ASSOCIATES, INC.
BD
CRD#: 5397
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
CALTON & ASSOCIATES, INC.
CALTON | IEP FINANCIAL | CALTON & ASSOCIATES, INC.
CRD#: 20999 / SEC#: 801-70036, 8-38635
RIA
Registered Investment Advisory firm - SEC (4/7/2009 Approved)California
Registered Investment Advisory firm - SEC (4/13/2009 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/20/2009 Terminated)Delaware
Registered Investment Advisory firm - SEC (4/23/2009 Terminated)Florida
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Georgia
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Kansas
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Kentucky
Registered Investment Advisory firm - SEC (4/14/2009 Terminated)Michigan
Registered Investment Advisory firm - SEC (5/7/2009 Terminated)Mississippi
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Missouri
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Montana
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Nebraska
Registered Investment Advisory firm - SEC (4/17/2009 Terminated)Nevada
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)New Jersey
Registered Investment Advisory firm - SEC (4/14/2009 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/9/2009 Terminated)Texas
Registered Investment Advisory firm - SEC (4/7/2009 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/20/2025)
RR
Colorado(3/20/2025)
RR
District of Columbia(3/20/2025)
RR
Florida(3/20/2025)
IAR
Florida(3/21/2025)
RR
Georgia(3/20/2025)
RR
Maine(3/20/2025)
RR
Michigan(3/20/2025)
RR
New Jersey(3/20/2025)
RR
New York(3/20/2025)
RR
North Carolina(3/20/2025)
RR
Ohio(3/20/2025)
RR
Oregon(3/20/2025)
RR
Pennsylvania(3/20/2025)
RR
Tennessee(3/20/2025)
RR
Texas(3/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
C&
CALTON & ASSOCIATES, INC.
CALTON | IEP FINANCIAL | CALTON & ASSOCIATES, INC.
CRD#: 20999 / SEC#: 801-70036, 8-38635
RIA
Registered Investment Advisory firm - SEC (4/7/2009 Approved)California
Registered Investment Advisory firm - SEC (4/13/2009 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/20/2009 Terminated)Delaware
Registered Investment Advisory firm - SEC (4/23/2009 Terminated)Florida
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Georgia
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Kansas
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Kentucky
Registered Investment Advisory firm - SEC (4/14/2009 Terminated)Michigan
Registered Investment Advisory firm - SEC (5/7/2009 Terminated)Mississippi
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Missouri
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Montana
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Nebraska
Registered Investment Advisory firm - SEC (4/17/2009 Terminated)Nevada
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)New Jersey
Registered Investment Advisory firm - SEC (4/14/2009 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/9/2009 Terminated)Texas
Registered Investment Advisory firm - SEC (4/7/2009 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (4/9/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607
Mailing Address
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607
Phone number
(813) 264-0440
Established
Florida since 09/17/1987
Firm type
Corporation
Fiscal year end
September
Firm Size
Medium
# of Employees
515
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CICCATI, RANDALL LEE | CEO / DIRECTOR | 1569353 |
| CICCATI, RANDALL LEE | SHAREHOLDER | 1569353 |
| SINGH, RAMESHWAR | DIRECTOR / SECRETARY /PRESIDENT OF ADVISORY SERVICES | 4660047 |
| SINGH, RAMESHWAR | SHAREHOLDER | 4660047 |
| CICCATI, JILL MARIE | SHAREHOLDER | |
| THE LOUIS CICCATI AND ADELINE CARMELA CICCATI REVOCABLE TRUST | SHAREHOLDER, LOUIS CICCATI AND ADELINE CARMELA CICCATI, TTEE | |
| CALTON, DEREK JAY | VICE PRESIDENT - DIRECTOR | 1192608 |
| CALTON, DWAYNE KENT | PRESIDENT - DIRECTOR | |
| CICCATI, ADELINE CARMELA | TRUSTEE OF THE LOUIS CICCATI AND ADELINE CARMELA CICCATI REVOCABLE TRUST | |
| CICCATI, AUSTIN LOUIS | SHAREHOLDER | 6351650 |
| CICCATI, CARLY MARIE | SHAREHOLDER | 6351667 |
| COLE, DAVID SCOTT | CHIEF FINANCIAL OFFICER/FINOP | 4181156 |
| RAHMOUNI IDRISSI, SAAD | CHIEF COMPLIANCE OFFICER | 4071743 |
| RICHARDSON, PAUL REID | CHIEF OPERATIONS OFFICER | 1006146 |
Regulatory assets under management
| Total Number of Accounts | 7,559 |
| AUM (Assets Under Management) | $ 1,216,021,701 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CALTON & ASSOCIATES, INC.
CRD#: 20999Delray Beach, FL 33484TRUST BUT VERIFY
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