Thaddeus W. Yasunaga

BUSEY CAPITAL MANAGEMENT

Urbana, IL 61801

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CRD#: 6592640

Professional summary

Thaddeus William Yasunaga, CFA is a registered financial advisor currently at BUSEY CAPITAL MANAGEMENT, INC. located in Urbana, Illinois and FIRST CITIZENS ASSET MANAGEMENT, INC located in Raleigh, North Carolina.

Thaddeus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Thaddeus has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thaddeus William Yasunaga's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

December 18, 2015 - Present

BUSEY CAPITAL MANAGEMENT, INC.

Office #1: 201 W. Main Street, Urbana, IL 61801

RIA

CRD#: 128044

Urbana, IL

Current

September 30, 2024 - Present

FIRST CITIZENS ASSET MANAGEMENT, INC

Office #1: 8540 Colonnade Center Drive, Raleigh, NC 27615

RIA

CRD#: 140777

RALEIGH, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUSEY CAPITAL MANAGEMENT, INC.

CRD#: 128044 / SEC#: 801-62359

RIA

Registered Investment Advisory firm - (9/30/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(12/18/2015)

IAR

North Carolina
(9/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

BUSEY CAPITAL MANAGEMENT, INC.

CRD#: 128044 / SEC#: 801-62359

RIA

Registered Investment Advisory firm - (9/30/2003 Approved)

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Contact information

Main Address

201 W. Main Street, Urbana, IL 61801

Mailing Address

Phone number

(217) 365-4800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/12/2025)

Regulatory assets under management

Total Number of Accounts	567
AUM (Assets Under Management)	$ 324,676,105

Red Flags

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Thaddeus W. Yasunaga

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thaddeus William Yasunaga's CRS (Customer Relationship Summary).

Certified licenses

Experience

BUSEY CAPITAL MANAGEMENT, INC.

FIRST CITIZENS ASSET MANAGEMENT, INC

Primary Firm SEC Registration

BUSEY CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Current Firm

BUSEY CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BUSEY CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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