Daniel T. Michaels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Tyler Michaels, who also goes by Dan Michaels, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2016. Daniel had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2022 - April 7, 2026
CION SECURITIES, LLC
January 10, 2022 - June 28, 2022
PROMETHEUS FINANCIAL, LLC
August 18, 2020 - July 29, 2021
CAIS CAPITAL LLC
November 29, 2017 - July 23, 2020
MORGAN STANLEY
October 31, 2017 - July 23, 2020
MORGAN STANLEY
March 28, 2016 - September 6, 2017
FISHER INVESTMENTS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
CION SECURITIES, LLC
CRD#: 15487 / SEC#: , 8-32283
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
