DK
David A. Kangas
WEALTHFORGE SECURITIES
Richmond, VA 23230
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CRD#: 6591398
DK
Professional summary
David Andrew Kangas is a registered financial professional currently at WEALTHFORGE SECURITIES, LLC located in Richmond, Virginia.
David is registered as a RR (Registered Representative) and started their career in finance in 2016. David has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David Andrew Kangas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2019 - Present
WEALTHFORGE SECURITIES, LLC
Office #1: 3015 W Moore Street Suite 102, Richmond, VA 23230BD
CRD#: 152550
Richmond, VA
Past
March 22, 2019 - November 1, 2019
CABOT LODGE SECURITIES LLC
BD
CRD#: 159712
Orange, CA
Past
January 14, 2016 - March 25, 2019
SANDLAPPER SECURITIES, LLC
BD
CRD#: 137906
ORANGE, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/18/2020)
RR
Alaska(2/18/2020)
RR
Arizona(11/1/2019)
RR
Arkansas(2/18/2020)
RR
California(11/1/2019)
RR
Colorado(11/1/2019)
RR
Connecticut(2/18/2020)
RR
Delaware(2/18/2020)
RR
District of Columbia(2/18/2020)
RR
Florida(11/1/2019)
RR
Georgia(11/1/2019)
RR
Hawaii(11/1/2019)
RR
Idaho(2/18/2020)
RR
Illinois(11/1/2019)
RR
Indiana(2/18/2020)
RR
Iowa(2/18/2020)
RR
Kansas(11/1/2019)
RR
Kentucky(11/1/2019)
RR
Louisiana(2/18/2020)
RR
Maine(2/18/2020)
RR
Maryland(2/18/2020)
RR
Massachusetts(2/18/2020)
RR
Michigan(11/1/2019)
RR
Minnesota(2/18/2020)
RR
Mississippi(2/18/2020)
RR
Missouri(2/18/2020)
RR
Montana(2/18/2020)
RR
Nebraska(2/18/2020)
RR
Nevada(11/1/2019)
RR
New Hampshire(2/18/2020)
RR
New Jersey(11/1/2019)
RR
New Mexico(2/18/2020)
RR
New York(11/1/2019)
RR
North Carolina(2/18/2020)
RR
North Dakota(2/18/2020)
RR
Ohio(11/1/2019)
RR
Oklahoma(11/1/2019)
RR
Oregon(11/1/2019)
RR
Pennsylvania(11/1/2019)
RR
Puerto Rico(2/18/2020)
RR
Rhode Island(2/18/2020)
RR
South Carolina(11/1/2019)
RR
South Dakota(2/18/2020)
RR
Tennessee(2/18/2020)
RR
Texas(11/1/2019)
RR
Utah(2/18/2020)
RR
Vermont(2/18/2020)
RR
Virgin Islands(2/18/2020)
RR
Virginia(11/1/2019)
RR
Washington(2/18/2020)
RR
West Virginia(2/18/2020)
RR
Wisconsin(11/1/2019)
RR
Wyoming(2/18/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WS
WEALTHFORGE SECURITIES, LLC
WEALTHFORGE | WEALTHFORGE, LLC | WEALTHFORGE SECURITIES, LLC
CRD#: 152550 / SEC#: , 8-68464
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
3015 W Moore St Suite 102, Richmond, VA 23230
Mailing Address
3015 W Moore St Suite 102, Richmond, VA 23230
Phone number
(804) 308-0431
Established
Virginia since 07/28/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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Company Information
WEALTHFORGE SECURITIES, LLC
CRD#: 152550Richmond, VA 23230TRUST BUT VERIFY
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