Ajmal Hakeemi
Professional summary
Ajmal Hakeemi is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Phoenix, Arizona and CHARLES SCHWAB & CO., INC. located in Phoenix, Arizona.
Ajmal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Ajmal has worked at 8 firms and has passed the Series 66, Series 34, Series 3, SIE, Series 7, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ajmal Hakeemi's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2026 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 8040 South 48th Street,, Phoenix, AZ 85044August 9, 2021 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 8040 South 48th Street, Phoenix, AZ 85044August 4, 2021 - February 2, 2026
CHARLES SCHWAB & CO., INC.
May 20, 2020 - July 15, 2021
FIRST FINANCIAL WEALTH MANAGEMENT
November 8, 2018 - March 6, 2020
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
October 19, 2018 - November 8, 2018
MANULIFE INVESTMENT MANAGEMENT (US) LLC
October 11, 2018 - March 6, 2020
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
February 17, 2017 - September 25, 2018
WELLS FARGO CLEARING SERVICES, LLC
February 17, 2017 - September 25, 2018
WELLS FARGO CLEARING SERVICES, LLC
February 24, 2016 - February 9, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 25, 2016 - February 9, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
