Craig E. Cicardo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Edward Cicardo, who also goes by Craig Cicardo, was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 2016. Craig had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2018 - December 3, 2021
CHELSEA FINANCIAL SERVICES
November 29, 2016 - May 31, 2018
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC
September 26, 2016 - May 31, 2018
PEAK BROKERAGE SERVICES, LLC
August 12, 2016 - September 12, 2016
NYLIFE SECURITIES LLC
April 15, 2016 - June 30, 2016
PACKERLAND BROKERAGE SERVICES, INC.
March 11, 2016 - June 30, 2016
PACKERLAND BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
