Mark D. Lalich

GREENROCK ASSET MANAGEMENT LLC

Brier, WA

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CRD#: 6590999

Professional summary

Mark Daniel Lalich, who also goes by Mark D Lalich, is a registered financial advisor currently at GREENROCK ASSET MANAGEMENT LLC located in Brier, Washington.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Mark has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark D Lalich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Real Estate Ownership; Single Family; Bremerton WA 98311; Not Investment Related; July 2018/ Lot/Land; Nevada; Not Investment Related; Aug 2015. Business Ownership; Lalich Principle Consortium; Owner; Holding Company for other interest, Optometry Business Applying as S Corp; Seattle WA 98104; Not Investment Related; Oct 2018; 1-9 hours per month; 0 during trading hours/ Rust Gym Inc.; CEO, Board Chairman; Our Educators teach computer programming to our students for a subscription service, eventually earning certification in the ground breaking computer language; Bremerton, WA 98311; Not investment related; Oct 2019; 10-19 hours per month; o during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Daniel Lalich's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 17, 2020 - Present

GREENROCK ASSET MANAGEMENT LLC

RIA

CRD#: 310089

Brier, WA

Past

June 1, 2018 - July 8, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MERCER ISLAND, WA

Past

June 1, 2018 - July 8, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MERCER ISLAND, WA

Past

March 28, 2016 - June 5, 2018

EDWARD JONES

RIA

CRD#: 250

SILVERDALE, WA

Past

January 21, 2016 - June 5, 2018

EDWARD JONES

CRD#: 250

SILVERDALE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/8/2025)

IAR

Washington
(8/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/8/2016

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/17/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/2016

General Securities Representative Examination

Current Firm

GREENROCK ASSET MANAGEMENT LLC

CRD#: 310089 / SEC#:

Texas

Registered Investment Advisory firm - (5/8/2025 Conditional Restricted)

Washington

Registered Investment Advisory firm - (8/17/2020 Approved)

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Contact information

Main Address

Brier, WA

Mailing Address

Phone number

(916) 342-2598

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 5,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark D. Lalich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Daniel Lalich's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREENROCK ASSET MANAGEMENT LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 2/8/2016

Series 7TO

Date: 4/17/2024

SIE

Date: 10/1/2018

Series 7

Date: 1/21/2016

Current Firm

GREENROCK ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREENROCK ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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