Michael R. Golden

COURT PLACE ADVISORS LLC | Financial Advisor

Ellicott City, MD 21043

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CRD#: 6590919

Professional summary

Michael Ross Golden, who also goes by Michael Golden, Mike Golden, is a registered financial advisor currently at COURT PLACE ADVISORS LLC located in Ellicott City, Maryland.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Michael has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Golden | Mike Golden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Ross Golden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 23, 2024 - Present

COURT PLACE ADVISORS LLC

Office #1: 3300 North Ridge Road Suite 345, Ellicott City, MD 21043

RIA

CRD#: 108545

Ellicott City, MD

Past

January 9, 2020 - March 13, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BALTIMORE, MD

Past

December 6, 2019 - March 13, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BALTIMORE, MD

Past

April 5, 2016 - August 3, 2017

EQUITABLE ADVISORS, LLC

CRD#: 6627

NORFOLK, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COURT PLACE ADVISORS LLC

CRD#: 108545 / SEC#: 801-57317

RIA

Registered Investment Advisory firm - (3/6/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/17/2025)

IAR

Maryland
(10/23/2024)

IAR

Pennsylvania
(10/24/2024)

IAR

Texas
(10/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/3/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/9/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/6/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/5/2016

General Securities Representative Examination

Current Firm

COURT PLACE ADVISORS LLC

CRD#: 108545 / SEC#: 801-57317

RIA

Registered Investment Advisory firm - (3/6/2000 Approved)

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Contact information

Main Address

3300 North Ridge Road Suite 345, Ellicott City, MD 21043

Mailing Address

Phone number

(410) 465-4321

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COURT PLACE ADVISORS, LLC ADV PART 2A (2/13/2025)

Regulatory assets under management

Total Number of Accounts	284
AUM (Assets Under Management)	$ 375,882,522

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Michael R. Golden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Ross Golden's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

COURT PLACE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/3/2020

Series 63

Date: 5/9/2016

Series 7TO

Date: 12/6/2019

SIE

Date: 8/3/2017

Series 7

Date: 4/5/2016

Current Firm

COURT PLACE ADVISORS LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COURT PLACE ADVISORS LLC

TRUST BUT VERIFY

Contact information

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