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BG

Bryce Goldbach

ASIO CAPITAL LLC
Lexington, KY 40503
Some features on this profile are disabled
CRD#: 6590638
BG

Professional summary

Bryce Goldbach is a registered financial advisor currently at ASIO CAPITAL LLC located in Lexington, Kentucky.

Bryce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Bryce has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryce Goldbach's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 18, 2023 - Present

ASIO CAPITAL LLC

Office #1: 220 Lexington Green Circle Suite 420, Lexington, KY 40503
RIA
CRD#: 298326
Lexington, KY
Past

December 21, 2015 - December 16, 2022

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ASIO CAPITAL LLC
ASIO CAPITAL LLC | PIN OAK CAPITAL LLC

CRD#: 298326 / SEC#: 801-113910

RIA
Registered Investment Advisory firm - (8/28/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kentucky
(1/18/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 1/3/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/21/2015
General Securities Representative Examination

Current Firm

AC
ASIO CAPITAL LLC
ASIO CAPITAL LLC | PIN OAK CAPITAL LLC

CRD#: 298326 / SEC#: 801-113910

RIA
Registered Investment Advisory firm - (8/28/2018 Approved)
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Contact information

Main Address
220 Lexington Green Circle Suite 420, Lexington, KY 40503
Mailing Address
Phone number
(859) 785-4130
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ASIO - FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts642
AUM (Assets Under Management)$ 621,535,641

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASIO CAPITAL LLC

CRD#: 298326Lexington, KY 40503

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