Joseph C. Fors

FORS FINANCIAL

PORT ANGELES, WA 98362

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CRD#: 6590585

Professional summary

Joseph Carl Fors, who also goes by Joseph Carol Fors, is a registered financial advisor currently at FORS FINANCIAL located in Port Angeles, Washington.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Joseph has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph Carol Fors

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Board of Elders and Financial Committee for Independent Bible Church. Owner of Joseph Fors, LLC for farm/agricultural business. President of Pepinsula Rodeo Association. All activities require minimal hours spent during business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Carl Fors's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 22, 2025 - Present

FORS FINANCIAL

Office #1: 1001 E Front St, Port Angeles, WA 98362

RIA

CRD#: 335705

PORT ANGELES, WA

Past

October 3, 2016 - June 11, 2025

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

RIA

CRD#: 151298

Port Angeles, WA

Past

February 22, 2016 - June 23, 2025

LPL FINANCIAL LLC

CRD#: 6413

PORT ANGELES, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORS FINANCIAL

FORS FINANCIAL | FORS FINANCIAL CONSULTING, PS

CRD#: 335705 / SEC#: 801-132459

RIA

Registered Investment Advisory firm - (4/18/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(4/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/23/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/22/2016

General Securities Representative Examination

Current Firm

FORS FINANCIAL

FORS FINANCIAL | FORS FINANCIAL CONSULTING, PS

CRD#: 335705 / SEC#: 801-132459

RIA

Registered Investment Advisory firm - (4/18/2025 Approved)

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Contact information

Main Address

1001 E Front St, Port Angeles, WA 98362

Mailing Address

Phone number

(360) 457-6116

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-2B_06-04-25 (6/4/2025)

Regulatory assets under management

Total Number of Accounts	420
AUM (Assets Under Management)	$ 107,310,617

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph C. Fors

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Carl Fors's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORS FINANCIAL

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

LPL FINANCIAL LLC

Primary Firm SEC Registration

FORS FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 6/23/2016

SIE

Date: 10/1/2018

Series 7

Date: 2/22/2016

Current Firm

FORS FINANCIAL

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORS FINANCIAL

TRUST BUT VERIFY

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