Robert Gwydir

THE GOFF FINANCIAL GROUP

HOUSTON, TX 77046

CRD#: 6590503

Some features on this profile are disabled

Professional summary

Robert Gwydir is a registered financial advisor currently at THE GOFF FINANCIAL GROUP located in Houston, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Robert has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Gwydir's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2026 - Present

THE GOFF FINANCIAL GROUP

Office #1: 11 Greenway Plaza Suite 1425, Houston, TX 77046

RIA

CRD#: 114796

HOUSTON, TX

Past

March 31, 2025 - June 4, 2026

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

HOUSTON, TX

Past

July 15, 2019 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

HOUSTON, TX

Past

November 21, 2016 - June 4, 2026

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

HOUSTON, TX

Past

September 13, 2016 - November 4, 2016

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

HOUSTON, TX

Past

February 25, 2016 - November 4, 2016

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE GOFF FINANCIAL GROUP

CRD#: 114796 / SEC#: 801-62129

RIA

Registered Investment Advisory firm - (6/19/2003 Approved)

Texas

Registered Investment Advisory firm - (5/18/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/15/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/25/2016

General Securities Representative Examination

Current Firm

THE GOFF FINANCIAL GROUP

CRD#: 114796 / SEC#: 801-62129

RIA

Registered Investment Advisory firm - (6/19/2003 Approved)

Texas

Registered Investment Advisory firm - (5/18/2006 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

11 Greenway Plaza Suite 1425, Houston, TX 77046

Mailing Address

Po Box 22128, Houston, TX 77227-2128

Phone number

(713) 850-8900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GOFF ADV 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	639
AUM (Assets Under Management)	$ 572,591,176

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Troy Wootton

OSAIC WEALTH, INC.

IAR

Sugar Land, TX

Darren Dindinger

ALLWORTH FINANCIAL, L.P.

IAR

Orting, WA

Robert Wyrick, Jr.

POST OAK PRIVATE WEALTH ADVISORS

IAR

HOUSTON, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert Gwydir

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Gwydir's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC ADVISERS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

THE GOFF FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 7/15/2019

SIE

Date: 10/1/2018

Series 7

Date: 2/25/2016

Current Firm

THE GOFF FINANCIAL GROUP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE GOFF FINANCIAL GROUP

TRUST BUT VERIFY

Similar Advisors