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SG

Stephen P. Gruenberg

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CRD#: 6590450
SG

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephen Paul Gruenberg was a registered financial professional .

Stephen is a previously registered financial professional and started their career in finance in 2016. Stephen had worked at 1 firm .

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 27, 2016 - September 22, 2020

BICKLING FINANCIAL SERVICES, INC.

RIA
CRD#: 128544
Andover, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Current Firm


BF
BICKLING FINANCIAL SERVICES, INC.
BEACON FINANCIAL PLANNING | COMPASS WEALTH MANAGEMENT, LLC | BICKLING, DOROTHY INEZ | BICKLING FINANCIAL SERVICES, INC. | BICKLING FINANCIAL SERVICES

CRD#: 128544 / SEC#: 801-81187

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Contact information


Main Address
35 Bedford Street Suite 15, Lexington, MA 02420
Mailing Address
Phone number
(781) 862-9792
Established
Firm type
Fiscal year end
# of Employees
13

Documents


Latest Form ADV

Part 2 Brochures

ADV 2A 092020 UPDATED (3/20/2023)

Regulatory assets under management


Total Number of Accounts3,440
AUM (Assets Under Management)$ 734,967,138

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BICKLING FINANCIAL SERVICES, INC.

CRD#: 128544

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