Brandon D. Lavalley

TARGETED WEALTH SOLUTIONS

New Braunfels, TX

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CRD#: 6589069

Professional summary

Brandon Dale Lavalley, who also goes by Brandon D. Lavalley, is a registered financial advisor currently at TARGETED WEALTH SOLUTIONS located in New Braunfels, Texas.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Brandon has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brandon D. Lavalley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2015-Present: US Air Force Reserve/Not investment related/Joint Base San Antonio - Randolph, TX/Pilot/Involves up to 20% time each month, including during traditional market hours.// 2020-Present: Residential mortgage loan originator w/ Stratec LLC dba Trailhead Mortgage/involves up to 6% time each month, including during traditional business hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Dale Lavalley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2016 - Present

TARGETED WEALTH SOLUTIONS

RIA

CRD#: 282131

New Braunfels, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/27/2016)

IAR

Texas
(2/8/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/11/2016

Uniform Investment Adviser Law Examination

Current Firm

TARGETED WEALTH SOLUTIONS

TARGETED WEALTH SOLUTIONS | TARGETED WEALTH SOLUTIONS LLC

CRD#: 282131 / SEC#:

Colorado

Registered Investment Advisory firm - (1/26/2016 Approved)

Texas

Registered Investment Advisory firm - (2/8/2016 Approved)

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Contact information

Main Address

1755 Telstar Dr 3rd Floor, Colorado Springs, CO 80920

Mailing Address

Phone number

(303) 800-8179

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	217
AUM (Assets Under Management)	$ 48,731,572

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brandon D. Lavalley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Dale Lavalley's CRS (Customer Relationship Summary).

Certified licenses

Experience

TARGETED WEALTH SOLUTIONS

State Registrations and Notice Filings

Exams

Series 65

Date: 1/11/2016

Current Firm

TARGETED WEALTH SOLUTIONS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TARGETED WEALTH SOLUTIONS

TRUST BUT VERIFY

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