Benjamin J. Loughery

LOCK WEALTH MANAGEMENT

ATLANTA, GA

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CRD#: 6588652

Professional summary

Benjamin John Loughery is a registered financial advisor currently at LOCK WEALTH MANAGEMENT located in Atlanta, Georgia.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Benjamin has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) FINANCIAL PLANNING ASSOCIATION OF GEORGIA; NOT INVESTMENT RELATED; 2886 SANDY PLAINS ROAD, UNIT 669033, MARIETTA, GA 30066, USA; OFFERS COMMUNITY, CONTINUING EDUCATION, AND NETWORKING; NONE; START: 07/2023; 01 HR/MO AND NOT DURING TRADING HOURS; NONE. (2) FINANCIAL PLANNING ASSOCIATION OF GEORGIA; NOT INVESTMENT RELATED; 2886 SANDY PLAINS RD, UNIT 669033, MARIETTA, GA 30066, USA; FOSTER COMPETENT, COMMITTED AND ETHICAL MEMBERS. PROVIDE EDUCATIONAL AND RELATIONSHIP-BUILDING OPPORTUNITIES TO ASSIST MEMBERS IN ACHIEVING PERSONAL AND PROFESSIONAL GROWTH. ADVANCE BRAND AWARENESS FOR PROFESSIONAL FINANCIAL PLANNERS. HELP PEOPLE RECOGNIZE THE VALUE OF THE FINANCIAL PLANNING PROCESS; PUBLIC RELATIONS CHAIR ON THE BOARDS LOCAL CHAPTER FOR GEORGIA; START: 06/2024; 01 HR/MO, NOT DURING TRADING HOURS; TO PROMOTE SOCIALS, EDUCATIONAL WEBINARS, SYMPOSIUMS THROUGH OUT THE YEAR ON THEIR SOCIAL MEDIA PAGE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin John Loughery's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2024 - Present

LOCK WEALTH MANAGEMENT

RIA

CRD#: 333242

ATLANTA, GA

Past

May 2, 2023 - September 4, 2024

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

ATLANTA, GA

Past

May 11, 2020 - September 4, 2024

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(11/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/28/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/11/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/5/2020

Securities Industry Essentials Examination

Current Firm

LOCK WEALTH MANAGEMENT

LOCK WEALTH MANAGEMENT | LOCK WEALTH MANAGEMENT LLC

CRD#: 333242 / SEC#:

Georgia

Registered Investment Advisory firm - (11/20/2024 Approved)

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Contact information

Main Address

Atlanta, GA

Mailing Address

1372 Peachtree Street Ne, Atlanta, GA 30309

Phone number

(404) 590-6884

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin J. Loughery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin John Loughery's CRS (Customer Relationship Summary).

Certified licenses

Experience

LOCK WEALTH MANAGEMENT

INVESCO ADVISERS, INC.

INVESCO DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/28/2020

Series 7TO

Date: 5/11/2020

SIE

Date: 2/5/2020

Current Firm

LOCK WEALTH MANAGEMENT

Contact information

Documents

Red Flags

Company Information

LOCK WEALTH MANAGEMENT

TRUST BUT VERIFY

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