John F. Marin Marin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francisco Marin Marin, who also goes by John Marin, John Francisco Marin-marin, John Marin-marin, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2017. John had worked at 3 firms and has passed the Series 63, Series 52TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2022 - December 1, 2022
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
June 18, 2018 - December 8, 2020
GOLDMAN SACHS & CO. LLC
May 2, 2017 - April 27, 2018
SG AMERICAS SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 5/7/2019
Municipal Securities Representative ExaminationCurrent Firm
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
CRD#: 25567 / SEC#: , 8-41811
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
| Civil Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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