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JA

Jeb J. Altonaga

FINALIS SECURITIES LLC
New York, NY 10003
Some features on this profile are disabled
CRD#: 6588028
JA

Professional summary

Jeb J Altonaga is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.

Jeb is registered as a RR (Registered Representative) and started their career in finance in 1998. Jeb has worked at 7 firms and has passed the Series 65, Series 63, Series 66, Series 7TO, Series 79TO, Series 82TO, SIE, Series 31, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) He is also a registered representative for the Broker Dealer, Finalis Securities where he transacts investment products. He spends approximately 10 hours a month in this activity. 2.) HARCOURTS PRIME PROPERTIES. 190 NEWPORT CENTER Dr SUITE 290, NEWPORT BEACH, CA, 92660. REAL ESTATE SALES. RE SALES. 07/01/2020. 5. REFERRAL AGENT. 3.) CLEARGLASS CAPITAL PARTNERS LLC. 2573 WILD GRASS COURT, HENDERSON, NV, 89052. CONSULTING AND RE INVESTING. MANAGING PARTNER. 07/01/2020. 40. THIS IS THE DBA WE UTILIZE TO MARKET OUR SERVICES AND PURCHASE RE INVESTMENTS. 4.) Portfolio Medics, LLC; investment-related; 27499 Riverview Center Blvd. Ste 406, Bonita Springs, FL, 34134; RIA business to hold my Series 65; Investment Advisor; 02/13/2023; 5; 1; Design portfolios for advisory high new worth clients.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeb J Altonaga's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 3, 2022 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003
BD
CRD#: 305908
New York, NY
Past

February 7, 2023 - September 24, 2024

PORTFOLIO MEDICS, LLC

RIA
CRD#: 145958
New York, NY
Past

July 13, 2021 - January 29, 2022

GROWTH CAPITAL SERVICES, INC.

BD
CRD#: 124658
CLAYMONT, DE
Past

September 14, 2020 - August 8, 2022

COLWYN INVESTMENTS LC

RIA
CRD#: 171858
Laguna Niguel, CA
Past

September 5, 2000 - February 5, 2001

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA
Past

July 29, 1999 - September 1, 2000

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

June 15, 1998 - July 14, 1999

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(12/7/2023)
RR
California
(2/22/2022)
RR
Florida
(7/28/2022)
RR
New Jersey
(2/2/2023)
RR
New York
(5/21/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/28/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/19/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 11/29/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/19/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 10/30/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 7/13/2021
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 11/5/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 7/10/1998
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 6/11/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/1/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FINALIS SECURITIES LLC
DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
228 Park Ave South Suite 85550, New York, NY 10003
Mailing Address
228 Park Ave South Suite 85550, New York, NY 10003
Phone number
(800) 962-0418
Established
Delaware since 09/10/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FINALIS, INC.HOLDING COMPANY
AZARY, DENNIS MICHAELCEO/CCO/FINOP2384263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINALIS SECURITIES LLC

CRD#: 305908New York, NY 10003

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