KC
Kevin J. Conroy
J. W. COLE ADVISORS
Webster, NY 14580
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CRD#: 6587530
KC
Professional summary
Kevin James Conroy, who also goes by Kevin James Conroy, Kevin Conroy, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Webster, New York and J.W. COLE FINANCIAL, INC. located in Webster, New York.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Kevin has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin James Conroy | Kevin Conroy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) DBA - Conroy Wealth Management; investment related; start date 9/1/2017 - advisor/agent; 1717 Empire Blvd - Webster, NY 14580; insurance, investment & financial planning; 150 hours per month, all during trading. (2) Fixed Insurance; Non-Investment related; start date 11/01/2022 -Insurance Agent ; 1717 Empire Blvd - Webster, NY 14580; 0 hours per month during trading hours (3) KJ Conroy Inc.; Non-Investment related; start date 11/01/2022 - Owner; 1717 Empire Blvd - Webster, NY 14580; 0 hours per month during trading hours (4) Power of Attorney for James E. Conroy - father; Not investment Related; 21 Pen Web Park, Webster NY 14580; Act as power of attorney if needed for my father; Start 9/1/2023; 0 hrs./mo.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin James Conroy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 28, 2021 - Present
J. W. COLE ADVISORS, INC.
Office #1: 1717 Empire Blvd, Webster, NY 14580RIA
CRD#: 112294
Webster, NY
Current
August 7, 2020 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 1717 Empire Blvd, Webster, NY 14580BD
CRD#: 124583
Webster, NY
Past
January 14, 2016 - August 11, 2020
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
WEBSTER, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/7/2020)
RR
New York(8/7/2020)
IAR
New York(10/28/2021)
IAR
Texas(8/26/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Webster, NY 14580TRUST BUT VERIFY
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