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Caleb Luke Christian

Caleb Luke Christian

CFP®
PROSPERITY CAPITAL ADVISORS
Montgomery, TX
·CRD# 6587517·10 years experience

Professional Summary

Caleb Luke Christian, CFP®, who also goes by Caleb Luke Christian, is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Montgomery, Texas. Caleb is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Caleb has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Caleb Luke Christian

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2023

Years of Experience

10 years in the financial services industry

Current & Past Employments

PROSPERITY CAPITAL ADVISORS·CRD# 156480
RIA
Montgomery, TX
January 27, 2026 - Present
GRANITE HARBOR ADVISORS, INC.·CRD# 179523
RIA
Houston, TX
October 4, 2022 - July 31, 2026
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
The Woodlands, TX
March 22, 2016 - September 12, 2022

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Current Firm

PC
PROSPERITY CAPITAL ADVISORS

C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - SEC (3/22/2011 Approved)

Contact Information

Main Address

30400 Detroit Road Suite 201, Westlake, OH 44145

Phone Number

(888) 240-0064

# of Employees

244

SEC notice filing (42 States and Territories)

Registered to provide investment advisory services in 42 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PCA PART 2A 2026 (3/23/2026)

Regulatory Assets Under Management

Total Number of Accounts

16,541

AUM (Assets Under Management)

$4,385,706,161

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Caleb Christian is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Christian spends approx. 10 hrs/week during trading hours on this activity. 2) Caleb Christian is 50% Owner of Winter Hope, LLC d.b.a. Lion Chaser Financial which is the operating entity for Mr. Christian's advisory business and the dba he uses to promote his advisory activities. Mr. Christian spends approximately thirty hours per week during trading hours working under this entity. 3) Caleb Christian is 50% Owner of Autumn Grace, LLC which is the operating entity for Mr. Christian's insurance business and the dba he uses to promote his insurance activities. Mr. Christian spends approximately ten hours per week during trading hours working under this entity. 4) Caleb Christian has a promoter agreement with Granite Harbor Advisors, Inc. where he may promote advisor business to Granite Harbor Advisors, Inc. in exchange for a percentage of the advisory fees. Mr. Christian will spend approximately one hour per month during trading hours on this activity. 5) Caleb Christian is a Life Group Leader of a ministry at Restoration Church Woodforest in Montgomery, TX. Mr. Christian spends approximately 4 hours per week during non-trade hours on this non-investment related activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS

C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - SEC (3/22/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(1/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2016About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Caleb Luke Christian's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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