Kalon J. Jarvis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kalon John Jarvis, who also goes by Kalon Jarvis, was a registered financial professional .
Kalon is a previously registered financial professional and started their career in finance in 2015. Kalon had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2018 - October 15, 2018
DRW EXECUTION SERVICES, LLC
June 5, 2017 - January 2, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 5, 2017 - January 2, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 31, 2016 - April 7, 2017
AKUNA SECURITIES LLC
December 7, 2015 - August 12, 2016
BELVEDERE TRADING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 12/7/2015
Proprietary Trader Qualification ExaminationCurrent Firm
DRW EXECUTION SERVICES, LLC
CRD#: 290408 / SEC#: , 8-70030
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
