Treavor A. Dodsworth

SYCOMORE FINANCIAL

Anderson, IN

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CRD#: 6586733

Professional summary

Treavor Andrew Dodsworth, CFP® is a registered financial advisor currently at SYCOMORE FINANCIAL located in Anderson, Indiana.

Treavor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Treavor has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

What are your service offerings?

Investment Planning

Comprehensive Financial Planni...

Insurance Planning

Retirement Planning

Tax Planning

Employee and Employer Plan Ben...

Small Business Planning

Do you have an area of expertise or specialization?

Fixed Fee (Subscription, Retai...

High Net Worth Client Needs

Investment Advice with Ongoing...

Investment Advice without Ongo...

Millennials

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Monthy Financial Coaching LLC Investment-related: No Address: 3865 S 380 E Anderson, IN 46017 Position: Owner Start Date: 05/2024 Hours per month: 25 Hours per month during securities trading hours: 20 Duties: Financial coaching

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Treavor Andrew Dodsworth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

February 27, 2017 - Present

SYCOMORE FINANCIAL

RIA

CRD#: 287543

Anderson, IN

Past

December 22, 2015 - December 16, 2016

NORTHWEST FINANCIAL SERVICES INC

RIA

CRD#: 106805

Indianapolis, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(2/27/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2015

Uniform Investment Adviser Law Examination

Current Firm

SYCOMORE FINANCIAL

SYCOMORE FINANCIAL | SYCOMORE FINANCIAL LLC

CRD#: 287543 / SEC#:

Indiana

Registered Investment Advisory firm - (2/27/2017 Approved)

Ohio

Registered Investment Advisory firm - (12/6/2024 Terminated)

Texas

Registered Investment Advisory firm - (11/9/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Anderson, IN

Mailing Address

Phone number

(765) 335-6673

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	174
AUM (Assets Under Management)	$ 8,648,311

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Treavor A. Dodsworth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Treavor Andrew Dodsworth's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYCOMORE FINANCIAL

NORTHWEST FINANCIAL SERVICES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2015

Current Firm

SYCOMORE FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SYCOMORE FINANCIAL

TRUST BUT VERIFY

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