AT
Arthur M. Troccoli
PTS BROKERAGE
Kendall Park, NJ
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CRD#: 6586574
AT
Arthur M Troccoli JrPTS BROKERAGE
Professional summary
Arthur M Troccoli Jr, who also goes by Art Troccoli Jr, Art Troccoli, Arthur Troccoli, is a registered financial advisor currently at PTS BROKERAGE, LLC located in Kendall Park, New Jersey.
Arthur is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Arthur has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Art Troccoli Jr | Art Troccoli | Arthur Troccoli
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ProCFO Partners POSITION: CFO / NATURE: Fractional CFO / INVESTMENT RELATED: No / HOURS/MONTH: 80-100 SECURITIES TRADING HOURS/MONTH: 60-80 / START DATE: 04/01/2024 ADDRESS: 295 Madison Avenue, 12th Fl, New York, NY 10017 DUTIES: Strategic CFO leadership
CRS (Client Relationship Summary) - RIA
Click below to view Arthur M Troccoli Jr's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Arthur M Troccoli Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 26, 2018 - Present
PTS BROKERAGE, LLC
RIA
BD
CRD#: 119307
Kendall Park, NJ
Current
February 26, 2018 - Present
PTS BROKERAGE, LLC
Office #1: 125 Gaither Drive Suite C, Mount Laurel, NJ 08054RIA
BD
CRD#: 119307
Mount Laurel, NJ
Past
May 2, 2016 - August 24, 2016
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
MOUNT LAUREL, NJ
Past
January 28, 2016 - August 24, 2016
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
MOUNT LAUREL, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PB
PTS BROKERAGE, LLC
PROFESSIONAL TRADING SERVICES BROKERAGE, LLC | PTS BROKERAGE, LLC
CRD#: 119307 / SEC#: 801-136814, 8-65173
RIA
Registered Investment Advisory firm - SEC (9/11/2026 Approved)Delaware
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)Florida
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)Maryland
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)New Jersey
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)New York
Registered Investment Advisory firm - SEC (9/14/2026 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/31/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (9/15/2026 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(2/26/2018)
IAR
New Jersey(3/26/2018)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PB
PTS BROKERAGE, LLC
PROFESSIONAL TRADING SERVICES BROKERAGE, LLC | PTS BROKERAGE, LLC
CRD#: 119307 / SEC#: 801-136814, 8-65173
RIA
Registered Investment Advisory firm - SEC (9/11/2026 Approved)Delaware
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)Florida
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)Maryland
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)New Jersey
Registered Investment Advisory firm - SEC (9/14/2026 Termination Requested)New York
Registered Investment Advisory firm - SEC (9/14/2026 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/31/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (9/15/2026 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
125 Gaither Drive 125 C Gaither Dr, Mt. Laurel, NJ 08054
Mailing Address
125 Gaither Drive Suite C, Mount Laurel, NJ 08054-1706
Phone number
(856) 802-9400
Established
New Jersey since 10/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
18
SEC notice filing (8 States and Territories)
FINRA licenses (16 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 700 |
| AUM (Assets Under Management) | $ 131,700,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
