KL
Kevin Lancey
ROSCHMAN CAPITAL ADVISORS
Fort Lauderdale, FL 33334
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CRD#: 6586513
KL
Professional summary
Kevin Lancey is a registered financial advisor currently at ROSCHMAN CAPITAL ADVISORS, LLC located in Fort Lauderdale, Florida.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Kevin has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Lancey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 21, 2016 - Present
ROSCHMAN CAPITAL ADVISORS, LLC
Office #1: 6300 Ne 1st Ave Suite 200, Fort Lauderdale, FL 33334RIA
CRD#: 282080
Fort Lauderdale, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/21/2016)
Current Firm
RC
ROSCHMAN CAPITAL ADVISORS, LLC
ROSCHMAN ADVISORS | ROSCHMAN LIFE & HEALTH INSURANCE, LLC | ROSCHMAN CAPITAL ADVISORS, LLC | ROSCHMAN ADVISORS, LLC
CRD#: 282080 / SEC#:
Florida
Registered Investment Advisory firm - (6/21/2016 Approved)PREMIUM
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Contact information
Main Address
6300 Ne 1st Ave Suite 200, Fort Lauderdale, FL 33334
Mailing Address
Phone number
(954) 343-2466
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 1,383,832 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
