Kimberly N. Hammett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Nicole Hammett, who also goes by Kim Hammett, Kimberly Hammett, Kimmy Hammett, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 2016. Kimberly had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2020 - March 14, 2022
CORBENIC PARTNERS, LLC
February 10, 2020 - February 25, 2020
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC
January 8, 2020 - February 26, 2020
M HOLDINGS SECURITIES, INC.
November 16, 2016 - December 18, 2019
APW CAPITAL, INC.
January 27, 2016 - August 12, 2016
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORBENIC PARTNERS, LLC
CRD#: 158681 / SEC#: 801-72703
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,031 |
| AUM (Assets Under Management) | $ 1,111,901,622 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/23/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
