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LL

Luke S. Leins

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CRD#: 6585630
LL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Luke Steven Leins was a registered financial professional .

Luke is a previously registered financial professional and started their career in finance in 2016. Luke had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 16, 2016 - June 16, 2016

WESTERN WEALTH MANAGEMENT LLC

RIA
CRD#: 167344
Golden, CO
Past

June 16, 2016 - February 7, 2017

WESTERN WEALTH MANAGEMENT LLC

RIA
CRD#: 283545
Golden, CO
Past

February 22, 2016 - February 22, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
GOLDEN, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/7/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/22/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/22/2016
General Securities Representative Examination

Current Firm

WW
WESTERN WEALTH MANAGEMENT LLC
AFFINITY WEALTH MANAGEMENT GROUP | WHITSELL FINANCIAL PARTNERS, LLC | WESTERN WEALTH MANAGEMENT LLC | WESTERN WEALTH ADVISORS | SUMMIT FINANCIAL GROUP | SENTINEL WEALTH MANAGEMENT, LLC | ROCKY MOUNTAIN WEALTH MANAGEMENT | RETIRE BY DESIGN GROUP | PROVENCE WEALTH MANAGEMENT | PEAK WEALTH ADVISORS | NEW WEST ADVISORS | MONARCH ADVISORY GROUP | LONGVIEW WEALTH STRATEGIES | KEYSTONE FINANCIAL SERVICES | KENNEBEC WEALTH MANAGEMENT, LLC | JACKSON FINANCIAL MANAGEMENT | INVESTMENT & RETIREMENT CENTER LOCATED AT AIR ACADEMY FEDERAL CREDIT UNION | INTEGRATED FINANCIAL WELLNESS, LLC | HASSON FINANCIAL | FRONT RANGE WEALTH MANAGEMENT | FLEMING FINANCIAL MANAGEMENT | EZZELL FINANCIAL GROUP | DURABLE WEALTH MANAGEMENT, LLC | DESTINATION INVESTMENT STRATEGIES | DELOIA WEALTH MANAGEMENT | DC & ASSOCIATES, INC. ADVANCED FINANCIAL SOLUTIONS | D. FRANK & ASSOCIATES | COMPASS BENEFIT PARTNERS | CASTLE PINES WEALTH MANAGEMENT GROUP | CADENCE WEALTH MANAGEMENT | BLANCHARD WEALTH MANAGEMENT | BEDFORD WEALTH ADVISORS | APRISENT FINANCIAL GROUP | ALPHA INVESTMENT STRATEGIES

CRD#: 167344 / SEC#: 801-77969

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Contact information

Main Address
14143 Denver West Parkway Suite 510, Golden, CO 80401
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (3/30/2016)
FORM ADV PART 2A - FIRM BROCHURE (3/30/2016)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WESTERN WEALTH MANAGEMENT LLC

CRD#: 167344

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