MS
Matthew C. Seem
TCFG INVESTMENT ADVISORS
Omaha, NE
Some features on this profile are disabled
CRD#: 6585555
MS
Professional summary
Matthew Carl Seem is a registered financial advisor currently at TCFG INVESTMENT ADVISORS, LLC located in Omaha, Nebraska and TCFG WEALTH MANAGEMENT, LLC located in Laguna Niguel, California.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Matthew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
| Soccer Referee- Independent Contractor, Register under USSF (United States Soccer Federation) as a professional official and through the PSRA (Professional Soccer Referee Association) that handles all assignments for PRO (Professional Referee Organization) | | M2 Enterprises LLC dba Koala Insulation of Omaha, not investment-related, owner-100%, d) 4 hrs per week during trading hours, install insulation into new and existing homes and other properties | | Aussie Exteriors LLC, Owner, Operator, Install roofing, siding and gutters | | Alphabroder Apparel. 15969 Bauman Ave Omaha, NE 68116. Non-investment related. Apparel for soccer refs. Owner. 01/15 start date. 1-2 hours a month. 0 during securities hours. Occasionally help golf tournaments and small companies order logo apparel through Alphabroder.| | TCFG Investment Advisor, TCFG Investment Advisors LLC, meeting with clients and prospective clients and providing advice on asset management, portfolio construction, and anything else needed for the clients | | TCFG Insurance Sales LLC, Licensed Agent, meeting with clients and prospective clients and providing advice on asset management, portfolio construction, and anything else needed for clients |
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Carl Seem's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 18, 2022 - Present
TCFG INVESTMENT ADVISORS, LLC
RIA
CRD#: 166606
Omaha, NE
Current
September 2, 2022 - Present
TCFG WEALTH MANAGEMENT, LLC
Office #1: 28202 Cabot Road, Suite 305, Laguna Niguel, CA 92677BD
CRD#: 164153
LAGUNA NIGUEL, CA
Past
January 4, 2019 - July 7, 2021
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
OMAHA, NE
Past
October 11, 2018 - July 7, 2021
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TCFG INVESTMENT ADVISORS, LLC
TCFG INVESTMENT ADVISORS, LLC | TCFG WEALTH MANAGEMENT, LLC
CRD#: 166606 / SEC#: 801-77596
RIA
Registered Investment Advisory firm - (2/9/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Nebraska(1/18/2022)
RR
Nebraska(9/2/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TCFG INVESTMENT ADVISORS, LLC
TCFG INVESTMENT ADVISORS, LLC | TCFG WEALTH MANAGEMENT, LLC
CRD#: 166606 / SEC#: 801-77596
RIA
Registered Investment Advisory firm - (2/9/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677
Mailing Address
Phone number
(949) 365-5830
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,344 |
| AUM (Assets Under Management) | $ 575,111,609 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
