Brendan M. Mccarthy
Professional summary
Brendan Michael Mccarthy is a registered financial professional currently at SIDOTI & COMPANY, LLC located in New York, New York.
Brendan is registered as a RR (Registered Representative) and started their career in finance in 2017. Brendan has worked at 2 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brendan Michael Mccarthy's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2023 - Present
SIDOTI & COMPANY, LLC
Office #1: 1177 Avenue Of Americas Floor 5, New York, NY 10036Office #2: 1177 Avenue Of Americas Floor 5, New York, NY 10036February 27, 2018 - April 8, 2019
JANNEY MONTGOMERY SCOTT LLC
November 20, 2017 - April 8, 2019
JANNEY MONTGOMERY SCOTT LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(2/17/2023)
Exams
Series 7TO
Date: 2/16/2023
General Securities Representative ExaminationFINRA
Current Firm
SIDOTI & COMPANY, LLC
CRD#: 102860 / SEC#: , 8-52141
Contact information
FINRA licenses (40 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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