AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
HS

Heather M. Strickland

ALLEN, MOONEY & BARNES BROKERAGE SERVICES
Thomasville, GA 31792
Some features on this profile are disabled
CRD#: 6583810
HS

Professional summary

Heather Michele Strickland, who also goes by Heather Michele Watson, is a registered financial professional currently at ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC located in Thomasville, Georgia.

Heather is registered as a RR (Registered Representative) and started their career in finance in 2017. Heather has worked at 1 firm and has passed the SIE, Series 99TO and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Heather Michele Watson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Heather Michele Strickland's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 27, 2017 - Present

ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC

Office #1: 135 S. Madison Street, Thomasville, GA 31792
BD
CRD#: 142619
Thomasville, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 27
Date: 6/27/2017
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AM
ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC
ALLEN MOONEY BARNES BROKERAGE SERVICES | ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC

CRD#: 142619 / SEC#: , 8-67477

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
135 S. Madison Street, Thomasville, GA 31792
Mailing Address
Post Office Box 1116, Thomasville, GA 31799
Phone number
(229) 225-1500
Established
Georgia since 11/09/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FAIM INVESTMENTS LLCDIRECT OWNER
MANER, GORDON ALLENMANAGING MEMBER4916231
ALLEN, MIRON HERBERT JRMANAGING MEMBER1561147
NICKS, BRENT PATRICKCHIEF COMPLIANCE OFFICER4067773
STRICKLAND, HEATHER MICHELECHIEF FINANCIAL OFFICER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC

CRD#: 142619Thomasville, GA 31792

TRUST BUT VERIFY

Monitor Heather Strickland

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

ZZ
Zhenyang ZhuAdvisorCheck Check Mark
PEAK6 CAPITAL MANAGEMENT LLC
PR
CHICAGO, IL
RC
Richard CravenAdvisorCheck Check Mark
MORGAN STANLEY
PR
PURCHASE, NY
Jeremy W Clark
Jeremy ClarkAdvisorCheck Check Mark
PFS INVESTMENTS INC.
IAR
RR
Springfield, MO
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.