Kathryn J. Kowinski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathryn Jennifer Kowinski, who also goes by Katie Kowinski, was a registered financial professional .
Kathryn is a previously registered financial professional and started their career in finance in 2016. Kathryn had worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2023 - April 3, 2024
METLIFE INVESTMENTS SECURITIES, LLC
February 17, 2016 - February 28, 2018
ARTISAN PARTNERS DISTRIBUTORS LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 9/5/2023
General Securities Representative ExaminationCurrent Firm
METLIFE INVESTMENTS SECURITIES, LLC
CRD#: 285684 / SEC#: , 8-69857
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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