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Anthony L. Dean
LPL ENTERPRISE
Tupelo, MS
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CRD#: 6583266
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Professional summary
Anthony Lamar Dean is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Tupelo, Mississippi.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Anthony has worked at 2 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 09/04/2025 - reason for being financial - DBA for LPL Business (entity for LPL business) - Start date 10/01/2024 - Tupelo, MS - INV REL - 160 hrs/mth | 160 hrs during trading 2) 09/04/2025 - Anthony Dean N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Start date 07/18/2025 - Tupelo, MS - INV REL - 160 hrs/mth | 160 hrs during trading 3) 09/04/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - start date 07/18/2025 - Tupelo, MS - INV REL - 160 hrs/mth | 160 hrs during trading 4) 09/04/2025 - A Dean Ins - Non-Variable Insurance/Insurance Agency - start date 07/01/2020 - Saltillo, MS - INV REL - 80 hrs/mth | 80hrs during trading 5) 09/04/2025 - Adean Insurance - Outside/W-2 Employment - Start date 10/01/2024 - Itta Bena, MS - NOT INV REL - 8 hrs/mth | 0 hrs during trading 6) 09/04/2025 - Blues City Culture Center - Non-profit volunteer (not on board) - Start date 01/01/2022 - Memphis, TN - NOT INV REL - 4 hrs/mth | 0 hrs during trading 7) 09/04/2025 - A Dean Ins - Property and Casualty - Start date 07/01/2020 - Saltillo, MS - INV REL - 80 hrs/mth | 80hrs during trading
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Lamar Dean's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2025 - Present
LPL ENTERPRISE, LLC
Office #2: 3054 Monterrey Drive, Baton Rouge, LA 70814RIA
BD
CRD#: 8733
Tupelo, MS
Past
June 26, 2017 - February 20, 2020
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
Southaven, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Mississippi(9/15/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 10/20/2025
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
