Lydia Chung Lok
Professional Summary
Lydia Chung Lok, who also goes by Lydia Chung Liou, Lydia Liou, is a registered financial advisor currently at FINANCIAL PLAN, INC. located in Bellingham, Washington. Lydia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Lydia has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lydia Chung Liou, Lydia Liou
Similar Advisors
SHONAN GOLD FINANCIAL LLC
SINGH PWM LLC
LIGHTSQUARE WEALTH MANAGEMENT, LLC
SANCTUARY ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SHONAN GOLD FINANCIAL LLC
SINGH PWM LLC
LIGHTSQUARE WEALTH MANAGEMENT, LLC
SANCTUARY ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SHONAN GOLD FINANCIAL LLC
SINGH PWM LLC
LIGHTSQUARE WEALTH MANAGEMENT, LLC
SANCTUARY ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SHONAN GOLD FINANCIAL LLC
SINGH PWM LLC
LIGHTSQUARE WEALTH MANAGEMENT, LLC
SANCTUARY ADVISORS, LLC
Years of Experience
9 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
SHONAN GOLD FINANCIAL LLC
SINGH PWM LLC
LIGHTSQUARE WEALTH MANAGEMENT, LLC
SANCTUARY ADVISORS, LLC
Current Firm
FINANCIAL PLAN, INC.
Contact Information
Main Address
11 Bellwether Way, Suite 301, Bellingham, WA 98225-2956Phone Number
(360) 714-1234# of Employees
12SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
4,049AUM (Assets Under Management)
$1,604,659,908Similar Advisors
SHONAN GOLD FINANCIAL LLC
SINGH PWM LLC
LIGHTSQUARE WEALTH MANAGEMENT, LLC
SANCTUARY ADVISORS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
SHONAN GOLD FINANCIAL LLC
SINGH PWM LLC
LIGHTSQUARE WEALTH MANAGEMENT, LLC
SANCTUARY ADVISORS, LLC
Primary Firm SEC Registration
FINANCIAL PLAN, INC.
State Registrations and Notice Filings
(6/5/2026)
(6/8/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
SHONAN GOLD FINANCIAL LLC
SINGH PWM LLC
LIGHTSQUARE WEALTH MANAGEMENT, LLC
SANCTUARY ADVISORS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Lydia Chung Lok's CRS (Customer Relationship Summary).
Similar Advisors
SHONAN GOLD FINANCIAL LLC
SINGH PWM LLC
LIGHTSQUARE WEALTH MANAGEMENT, LLC
SANCTUARY ADVISORS, LLC