Stuart B. Petty
CORE PLANNING
Henderson, NV 89012
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CRD#: 6583189
Professional summary
Stuart Blake Petty, CFP® is a registered financial advisor currently at CORE PLANNING located in Henderson, Nevada.
Stuart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Stuart has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SPS Solutions, LLC - 50 S. Stephanie ST Suite 102 Henderson NV 89012 - Start Date: Feb 2016 - Financial Planning - Owner, Operational Expenses - 1 hr/week___ 2) Heidi and Douglas Petty Family Limited Partnership : Limited Partner, Non investment related, management of oil and gas assets, 0 hours, no compensation.___ 3) Innovation Partners LLc - Registered Representative 12/2015 to present - investment related - conduct business during regular business hours.___ 4) PGEP Enterprises. DBA Desert Crest Financial. 10/2015. Owner/Manager. https://desertcrestfinancial.com/. 50 S. Stephanie St., Suite 102, Henderson, NV 89012. 40hrs per week.___
CRS (Client Relationship Summary) - RIA
Click below to view Stuart Blake Petty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
March 10, 2025 - Present
CORE PLANNING
Office #1: 50 S Stephanie Street Suite 102, Henderson, NV 89012RIA
CRD#: 154660
Henderson, NV
Past
January 10, 2020 - March 12, 2025
IP FINANCIAL ADVISORY SERVICES LLC
RIA
CRD#: 305772
Henderson, NV
Past
December 15, 2015 - May 5, 2021
INNOVATION PARTNERS LLC
RIA
CRD#: 146344
Henderson, NV
Past
November 25, 2015 - January 2, 2025
INNOVATION PARTNERS LLC
BD
CRD#: 146344
Henderson, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CORE PLANNING
AD ASTRA | ST. LOUIS PRIVATE ADVISORS | SAVOR FINANCIAL | PINK THREAD | PENN GUY M. JR | H3FP | G. M. PENN WEALTH MANAGEMENT | COREALIGN | CORE PLANNING, LLC | CORE PLANNING | CORE
CRD#: 154660 / SEC#: 801-131950
RIA
Registered Investment Advisory firm - (2/13/2025 Approved)California
Registered Investment Advisory firm - (5/9/2025 Terminated)Illinois
Registered Investment Advisory firm - (4/9/2025 Terminated)Missouri
Registered Investment Advisory firm - (4/9/2025 Terminated)Oregon
Registered Investment Advisory firm - (4/9/2025 Terminated)Texas
Registered Investment Advisory firm - (4/9/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(4/3/2025)
IAR
Florida(3/24/2025)
IAR
Idaho(3/10/2025)
IAR
Minnesota(3/10/2025)
IAR
Missouri(3/10/2025)
IAR
Nevada(3/13/2025)
IAR
New Mexico(3/14/2025)
IAR
North Carolina(3/10/2025)
IAR
Oregon(3/10/2025)
IAR
Texas(3/10/2025)
IAR
Utah(3/11/2025)
IAR
Washington(9/16/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CORE PLANNING
AD ASTRA | ST. LOUIS PRIVATE ADVISORS | SAVOR FINANCIAL | PINK THREAD | PENN GUY M. JR | H3FP | G. M. PENN WEALTH MANAGEMENT | COREALIGN | CORE PLANNING, LLC | CORE PLANNING | CORE
CRD#: 154660 / SEC#: 801-131950
RIA
Registered Investment Advisory firm - (2/13/2025 Approved)California
Registered Investment Advisory firm - (5/9/2025 Terminated)Illinois
Registered Investment Advisory firm - (4/9/2025 Terminated)Missouri
Registered Investment Advisory firm - (4/9/2025 Terminated)Oregon
Registered Investment Advisory firm - (4/9/2025 Terminated)Texas
Registered Investment Advisory firm - (4/9/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
706 N Main St, Ofallon, MO 63366
Mailing Address
Phone number
(636) 734-7507
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (29 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 884 |
| AUM (Assets Under Management) | $ 121,451,500 |
Red Flags
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