Haley E. Koss

TOWER WEALTH PARTNERS

CARMEL, IN

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CRD#: 6582829

Professional summary

Haley Elizabeth Koss is a registered financial advisor currently at TOWER WEALTH PARTNERS located in Carmel, Indiana.

Haley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Haley has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Haley Elizabeth Koss's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2020 - Present

TOWER WEALTH PARTNERS

RIA

CRD#: 310461

CARMEL, IN

Past

October 1, 2020 - December 31, 2024

J. ALDEN ASSOCIATES, INC.

CRD#: 40002

Lewisburg, PA

Past

November 1, 2019 - October 2, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

LEWISBURG, PA

Past

October 1, 2019 - October 2, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

LEWISBURG, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOWER WEALTH PARTNERS

TOWER WEALTH PARTNERS | TOWER WEALTH PARTNERS, INC.

CRD#: 310461 / SEC#: 801-119415

RIA

Registered Investment Advisory firm - (9/8/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(8/27/2024)

IAR

Pennsylvania
(9/30/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/30/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/1/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/26/2019

Securities Industry Essentials Examination

Current Firm

TOWER WEALTH PARTNERS

TOWER WEALTH PARTNERS | TOWER WEALTH PARTNERS, INC.

CRD#: 310461 / SEC#: 801-119415

RIA

Registered Investment Advisory firm - (9/8/2020 Approved)

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Contact information

Main Address

1000 Market Street, Lewisburg, PA 17837

Mailing Address

Phone number

(570) 524-7200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TOWER WEALTH DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (4/25/2025)

Regulatory assets under management

Total Number of Accounts	687
AUM (Assets Under Management)	$ 350,469,868

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/08/2025	Cover Page	Report
04/29/2024	Cover Page	Report
06/28/2023	Cover Page	Report
06/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Haley E. Koss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Haley Elizabeth Koss's CRS (Customer Relationship Summary).

Certified licenses

Experience

J. ALDEN ASSOCIATES, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

TOWER WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/30/2019

Series 7TO

Date: 10/1/2019

SIE

Date: 8/26/2019

Current Firm

TOWER WEALTH PARTNERS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TOWER WEALTH PARTNERS

TRUST BUT VERIFY

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