XL
Xavier V. Lewis
LOTUSGROUP ADVISORS
Denver, CO 80209
Some features on this profile are disabled
CRD#: 6581492
XL
Professional summary
Xavier Vincent Lewis, who also goes by Xavier Lewis, is a registered financial advisor currently at LOTUSGROUP ADVISORS located in Denver, Colorado.
Xavier is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Xavier has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Xavier Lewis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 06/18/2020 - MJB FINANCIAL INC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ DENVER, CO 2. 10/01/2015 - TRILOGY FINANCIAL SERVICES/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 100%/ DENVER, CO 3. 7/7/2020 - Trilogy Capital, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin. - Started 12/1/2015 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide administrative support to Triolgy Capital, Inc., an independent investment advisor firm. I started this business activity in 12/2015. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 1/2020- Cherry Creek Young Professional Board, Vice President. No compensation. Not investment related. No check writing authority. Time spent: 5 hours/month
CRS (Client Relationship Summary) - RIA
Click below to view Xavier Vincent Lewis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 17, 2025 - Present
LOTUSGROUP ADVISORS
Office #1: 1005 S. Gaylord Street, Denver, CO 80209RIA
CRD#: 143379
Denver, CO
Past
June 19, 2020 - October 28, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
DENVER, CO
Past
November 29, 2017 - June 22, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
DENVER, CO
Past
May 1, 2017 - February 7, 2025
TRILOGY CAPITAL, INC.
RIA
CRD#: 281597
DENVER, CO
Past
September 19, 2016 - November 29, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LOTUSGROUP ADVISORS
LOTUSGROUP ADVISORS | LOTUSGROUP ADVISORS, LLC
CRD#: 143379 / SEC#: 801-111051
RIA
Registered Investment Advisory firm - (8/28/2017 Approved)California
Registered Investment Advisory firm - (9/28/2017 Terminated)Colorado
Registered Investment Advisory firm - (8/30/2017 Terminated)New York
Registered Investment Advisory firm - (8/29/2017 Terminated)Texas
Registered Investment Advisory firm - (8/29/2017 Terminated)Washington
Registered Investment Advisory firm - (11/16/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/17/2025)
IAR
Colorado(3/17/2025)
IAR
Nebraska(3/17/2025)
IAR
New Hampshire(3/18/2025)
IAR
New York(3/17/2025)
IAR
Texas(3/17/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LA
LOTUSGROUP ADVISORS
LOTUSGROUP ADVISORS | LOTUSGROUP ADVISORS, LLC
CRD#: 143379 / SEC#: 801-111051
RIA
Registered Investment Advisory firm - (8/28/2017 Approved)California
Registered Investment Advisory firm - (9/28/2017 Terminated)Colorado
Registered Investment Advisory firm - (8/30/2017 Terminated)New York
Registered Investment Advisory firm - (8/29/2017 Terminated)Texas
Registered Investment Advisory firm - (8/29/2017 Terminated)Washington
Registered Investment Advisory firm - (11/16/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1005 S. Gaylord Street, Denver, CO 80209
Mailing Address
Phone number
(720) 593-9861
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 622 |
| AUM (Assets Under Management) | $ 233,912,867 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/16/2024 | ||
| 01/18/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
