Robert J. Berghel

HUNLEY WEALTH MANAGEMENT LLC

Chattanooga, TN

Some features on this profile are disabled

CRD#: 6581329

Professional summary

Robert John Berghel III, who also goes by Robert John Berghel, Robert Berghel, Jack Berghel, is a registered financial advisor currently at HUNLEY WEALTH MANAGEMENT LLC located in Chattanooga, Tennessee.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Robert has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert John Berghel | Robert Berghel | Jack Berghel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Hunley Insurance LLC; investment related; Nashville, TN; insurance; agent; Started 03/2025; 30hrs./month; all hrs. during trading; insurance sales and service.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert John Berghel III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2024 - Present

HUNLEY WEALTH MANAGEMENT LLC

RIA

CRD#: 331504

Chattanooga, TN

Past

November 14, 2024 - December 3, 2024

LPL ENTERPRISE, LLC

RIA

CRD#: 8733

ATLANTA, GA

Past

November 14, 2024 - December 3, 2024

LPL ENTERPRISE, LLC

CRD#: 8733

ATLANTA, GA

Past

November 2, 2023 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Franklin, TN

Past

November 2, 2023 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

September 28, 2017 - November 21, 2023

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

ATLANTA, GA

Past

September 26, 2017 - November 21, 2023

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

ATLANTA, GA

Past

June 9, 2016 - September 15, 2017

FIRST HORIZON ADVISORS, INC.

RIA

CRD#: 17117

CHATTANOOGA, TN

Past

January 27, 2016 - September 15, 2017

FIRST HORIZON ADVISORS, INC.

CRD#: 17117

CHATTANOOGA, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(11/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/8/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/27/2016

General Securities Representative Examination

Current Firm

HUNLEY WEALTH MANAGEMENT LLC

CRD#: 331504 / SEC#:

Tennessee

Registered Investment Advisory firm - (7/3/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1 Music Circle North Suite 400, Nashville, TN 37203

Mailing Address

Phone number

(615) 967-4328

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	29
AUM (Assets Under Management)	$ 11,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert J. Berghel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert John Berghel III's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL ENTERPRISE, LLC

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

FIRST HORIZON ADVISORS, INC.

FIRST HORIZON ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/8/2016

SIE

Date: 10/1/2018

Series 7

Date: 1/27/2016

Current Firm

HUNLEY WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HUNLEY WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors