Richard B. Goldstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Ben Goldstein was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2016. Richard had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2021 - May 8, 2023
EAST END WEALTH MANAGEMENT
April 12, 2016 - October 2, 2019
UNITED AMERICAN SECURITIES, INC.
State Registrations and Notice Filings
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Current Firm
EAST END WEALTH MANAGEMENT
CRD#: 160261 / SEC#: 801-125971
Contact information
Regulatory assets under management
| Total Number of Accounts | 65 |
| AUM (Assets Under Management) | $ 18,718,726 |
Red Flags
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