AC
Anthony A. Collins
EIA INVESTMENTS LLC
SALISBURY, CT 06068
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CRD#: 6580684
AC
Professional summary
Anthony Arthur Collins, who also goes by Anthony A Collins, is a registered financial advisor currently at EIA INVESTMENTS LLC located in Salisbury, Connecticut and USQ SECURITIES LLC located in New York, New York.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Anthony has worked at 3 firms and has passed the Series 65, Series 63, Series 82TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony A Collins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Economic Index Associates LLC; 575 5th Avenue, Level 14, New York, NY, 10017; December 2018; Owner/Officer; Economic Index Associates (EIA) is a licensor of indexes on different asset classes.; Executive Director with responsibilities for index development, maintenance and business development.; 20 hours per week. Union Square Capital Advisors LLC (USQA); 575 5th Avenue, Level 14, New York, NY, 10017; December 2018; Owner/Officer; USQA provides consulting services and management services to a wide range of companies in different sectors.; Managing Director with responsibilities for consulting services.; 20 hours per week. IRIS Metals; 9-11 Claremont Street, South Yarra 3141, Victoria, Australia; Non-Investment Related; February 2025, Director/Consultant; IRIS Metals is a junior mining company listed on the ASX, progressing in lithium mine in South Dakota.; 30% of time per week. Duties: (a) the specified duties set out in Schedule 1; (b) reviewing all Board papers ahead of Board meetings; (c) bringing independent judgment to bear on issues of strategy, performance, present and future availability and utilization of resources and standards of conduct as well as challenging management and holding them to account; (d) sharing responsibility with the other Directors for the effective control of the Company, and with the other non-executive Directors for the appointment of the Managing Director and Chief Executive Officer and the superintendence of Executive management; (e) constructively challenging and helping to develop proposals on strategy of the Company; (f) setting values and standards for the Company and establishing systems for its communication and monitoring; (g) monitoring the performance of management in meeting agreed goals and objectives and ensuring that the necessary financial and human resources are in place to enable the Company to meet those goals and objectives; (h) being familiar with the corporate governance policies and principles which have been adopted by the Board, and taking a leadership role in ensuring these remain current and effective; (i) satisfying yourself as to the adequacy and integrity of financial and other reporting to the board and shareholders and that there are adequate systems of internal control; (j) satisfying yourself that systems for identification and management of risks are robust and appropriate; and (k) making yourself available, if called upon, to serve as a member of committees established by the Board. At Union Square Capital Advisors we advise companies on supply chains and provide management teams to assist start-up companies. We receive retainers, consulting fees, success fees and equity. I am entitled to 20% of the income derived from sales to new clients.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Arthur Collins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 26, 2024 - Present
EIA INVESTMENTS LLC
Office #1: 60 Bunker Hill Road, Salisbury, CT 06068RIA
CRD#: 314532
SALISBURY, CT
Current
July 2, 2019 - Present
USQ SECURITIES LLC
Office #1: 403 E. 90th Street #1rw, New York, NY 10128BD
CRD#: 299008
New York, NY
Past
June 11, 2021 - December 31, 2023
EIA INVESTMENTS LLC
RIA
CRD#: 314532
NEW YORK, NY
Past
April 25, 2016 - July 24, 2019
ENCLAVE CAPITAL LLC
BD
CRD#: 22732
BOCA RATON, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(7/10/2019)
IAR
New York(4/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EI
EIA INVESTMENTS LLC
EIA INVESTMENT ADVISORS | USQA CAPITAL LLC | EIA INVESTMENTS LLC
CRD#: 314532 / SEC#:
New York
Registered Investment Advisory firm - (4/26/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
60 Bunker Hill Road, Salisbury, CT 06068
Mailing Address
60 Bunker Hill Road, Salisbury, CT 06068
Phone number
(347) 334-9813
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 154,000 |
Red Flags
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