Stephen E. Boatman

FLAT FEE FINANCIAL LLC

Charlotte, NC

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CRD#: 6580619

Professional summary

Stephen Edward Boatman, CFP® is a registered financial advisor currently at FLAT FEE FINANCIAL LLC located in Charlotte, North Carolina.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Stephen has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Edward Boatman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

November 6, 2023 - Present

FLAT FEE FINANCIAL LLC

RIA

CRD#: 328294

Charlotte, NC

Past

December 21, 2015 - October 31, 2023

SMITH PARTNERS WEALTH MANAGEMENT, LLC

RIA

CRD#: 112231

GREENSBORO, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(11/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/2015

Uniform Investment Adviser Law Examination

Current Firm

FLAT FEE FINANCIAL LLC

FLAT FEE FINANCIAL | FLAT FEE FINANCIAL LLC

CRD#: 328294 / SEC#:

North Carolina

Registered Investment Advisory firm - (11/6/2023 Approved)

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Contact information

Main Address

Charlotte, NC

Mailing Address

Phone number

(704) 774-5390

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	91
AUM (Assets Under Management)	$ 7,768,022

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen E. Boatman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Edward Boatman's CRS (Customer Relationship Summary).

Certified licenses

Experience

FLAT FEE FINANCIAL LLC

SMITH PARTNERS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/2015

Current Firm

FLAT FEE FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FLAT FEE FINANCIAL LLC

TRUST BUT VERIFY

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