Kyle H. Puckett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Howard Puckett, who also goes by Kyle H Puckett, Kyle Howard Puckett, was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 2016. Kyle had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2022 - January 24, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 6, 2022 - January 23, 2024
FIDELITY BROKERAGE SERVICES LLC
October 19, 2021 - April 18, 2022
CUSO FINANCIAL SERVICES, L.P.
October 13, 2021 - April 18, 2022
CUSO FINANCIAL SERVICES, L.P.
June 18, 2019 - October 18, 2021
U.S. BANCORP INVESTMENTS, INC.
June 18, 2019 - October 18, 2021
U.S. BANCORP INVESTMENTS, INC.
November 13, 2018 - December 17, 2018
PRUCO SECURITIES, LLC.
January 25, 2017 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
January 6, 2017 - March 8, 2018
SCOTTRADE, INC.
October 17, 2016 - December 15, 2016
CHARLES SCHWAB & CO., INC.
October 3, 2016 - December 15, 2016
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
