Juan S. Garces

ANNUALITIX

CEDAR PARK, TX

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CRD#: 6580033

Professional summary

Juan Sebastian Garces, who also goes by Sebastian Garces, is a registered financial advisor currently at ANNUALITIX located in Cedar Park, Texas.

Juan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Juan has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sebastian Garces

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

-57 West Capital Holdings, Inc. -The company owns a Registered Investment Advisory firm (57 West Capital Advisors, Inc.) -11615 Angus Road Ste. 104G, Austin, TX, 78759 -Holding company -Shareholder - January 2014 -0 (zero) hours per month devoted to this business activity -There are no duties required, however, I do participate in shareholders' meetings once or twice per year.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Sebastian Garces's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2024 - Present

ANNUALITIX

RIA

CRD#: 332510

CEDAR PARK, TX

Past

December 2, 2015 - August 16, 2024

57 WEST CAPITAL ADVISORS, INC.

RIA

CRD#: 115378

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/2/2015

Uniform Investment Adviser Law Examination

Current Firm

ANNUALITIX

ALPHAWAVE FINTECH | ANNUALITIX | ALPHAWAVE INVESTMENTS, LLC.

CRD#: 332510 / SEC#:

Texas

Registered Investment Advisory firm - (9/14/2024 Approved)

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Contact information

Main Address

San Marcos, TX

Mailing Address

Phone number

(844) 346-3343

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 741,655

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Juan S. Garces

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Sebastian Garces's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANNUALITIX

57 WEST CAPITAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/2/2015

Current Firm

ANNUALITIX

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ANNUALITIX

TRUST BUT VERIFY

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