JC
Julio A. Cacho-diaz
INSCRIPTION CAPITAL
Houston, TX 77098
Some features on this profile are disabled
CRD#: 6579900
JC
Professional summary
Julio Armando Cacho-diaz, who also goes by Julio Cacho, is a registered financial advisor currently at INSCRIPTION CAPITAL, LLC located in Houston, Texas and QUANTOR CAPITAL LLC located in Houston, Texas.
Julio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Julio has worked at 3 firms and has passed the Series 65 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Julio Cacho
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Instructor, Rice University, Houston, TX, 3 hours per week during non-trading hours. 2. Grupo Bursatil Mexicano, Investment Related, Mexico, Chief Wealth Manager, 06/15/2021, 128 hours per month and 128 hours per month during trading hours, strategic advisor for firms' investment product lineup, financial advisor investment specialists training, and overall implementation of the firm's wealth management model. 3. 1913 Investments, LLC, Investment Related, 3924 Arnold St, Houston, TX 77005, 07/2024, zero hours per month and zero hours during trading hours, provides promotional services when required for new opportunities. 4. JJC Capital, LLC, Not-investment Related, 4900 Woodway Suite 1200 Houston, TX 77056, Partner, 02/2020, 1 hour per month and 1 hour per month during trading hours, Mr. Herrera serves as a Partner of JJC Capital, LLC and, as an equity owner, does not participate in daily responsibilities. 5. Candor Fund LLC - Investment Related - Sugarland TX - Personal LLC - Owner - 09/2013 - Less than 10% of time.
CRS (Client Relationship Summary) - RIA
Click below to view Julio Armando Cacho-diaz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2020 - Present
INSCRIPTION CAPITAL, LLC
Office #1: 2925 Richmond Avenue Suite 425, Houston, TX 77098RIA
CRD#: 291780
Houston, TX
Current
December 8, 2024 - Present
QUANTOR CAPITAL LLC
Office #1: 4900 Woodway Drive Suite 1200, Houston, TX 77056RIA
CRD#: 332629
HOUSTON, TX
Past
March 22, 2016 - December 1, 2020
QUANTOR CAPITAL, LLC
RIA
CRD#: 172794
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IC
INSCRIPTION CAPITAL, LLC
INSCRIPTION CAPITAL, LLC | WINDWARD LANE WEALTH ADVISORS, LLC | SOUND POST CAPITAL
CRD#: 291780 / SEC#: 801-112532
RIA
Registered Investment Advisory firm - (3/1/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/2/2020)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
IC
INSCRIPTION CAPITAL, LLC
INSCRIPTION CAPITAL, LLC | WINDWARD LANE WEALTH ADVISORS, LLC | SOUND POST CAPITAL
CRD#: 291780 / SEC#: 801-112532
RIA
Registered Investment Advisory firm - (3/1/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2925 Richmond Avenue Suite 425, Houston, TX 77098
Mailing Address
Phone number
(713) 673-8999
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,456 |
| AUM (Assets Under Management) | $ 1,556,528,803 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
