William C. Bayles
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES | Investment Consultant
Charlotte, NC
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CRD#: 6579706
Professional summary
William Christian Bayles, who also goes by Will Bayles, William C Bayles, is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Charlotte, North Carolina.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. William has worked at 7 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Biography
My approach to working with clients involves learning as much as possible about their unique circumstances and to find approaches and strategies tailored to their needs. As an advisor, I strive to help clients find peace of mind around their finances, and I take pride in providing guidance for the near and the long term. I have lived and worked in Charlotte, NC since 2016, and I've been a licensed advisor since early 2018.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Will Bayles | William C Bayles
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-63395|OrgNmn:Lyft|Org Addr:San Franci,California,US|OBA Nature:Ridesharing service|Invst Rel:N|Title:Driver|Duties:Picking up and dropping off customers in my spare time- nights and weekends|StrtDt:10-11-21|TotHrs/mon:40|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view William Christian Bayles's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view William Christian Bayles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
College of Charleston
Bachelor of Science (BS) - Business Administration
2011
Experience
Current
October 26, 2023 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #2: 8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262RIA
BD
CRD#: 20472
Charlotte, NC
Current
October 26, 2023 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262RIA
BD
CRD#: 20472
Charlotte, NC
Past
September 16, 2021 - October 24, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
CHARLOTTE, NC
Past
September 8, 2021 - October 20, 2023
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
CHARLOTTE, NC
Past
April 3, 2020 - July 16, 2021
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
CHARLOTTE, NC
Past
April 3, 2020 - July 16, 2021
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
CHARLOTTE, NC
Past
April 17, 2019 - October 27, 2020
INTERCAROLINA FINANCIAL SERVICES, INC.
RIA
CRD#: 19475
HUNTERSVILLE, NC
Past
April 15, 2019 - October 27, 2020
INTERCAROLINA FINANCIAL SERVICES, INC.
BD
CRD#: 19475
GREENSBORO, NC
Past
August 2, 2018 - March 26, 2019
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CHARLOTTE, NC
Past
August 2, 2018 - March 26, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CHARLOTTE, NC
Past
January 24, 2018 - July 3, 2018
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
CHARLOTTE, NC
Past
December 20, 2017 - July 3, 2018
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/26/2023)
RR
Alaska(10/26/2023)
RR
Arizona(10/26/2023)
RR
Arkansas(10/26/2023)
RR
California(10/26/2023)
RR
Colorado(10/26/2023)
RR
Connecticut(10/26/2023)
RR
Delaware(10/26/2023)
RR
District of Columbia(10/26/2023)
RR
Florida(10/26/2023)
RR
Georgia(10/26/2023)
RR
Hawaii(10/26/2023)
RR
Idaho(10/26/2023)
RR
Illinois(10/26/2023)
RR
Indiana(10/26/2023)
RR
Iowa(10/26/2023)
RR
Kansas(10/26/2023)
RR
Kentucky(10/26/2023)
RR
Louisiana(10/26/2023)
RR
Maine(10/26/2023)
RR
Maryland(10/26/2023)
RR
Massachusetts(10/26/2023)
RR
Michigan(10/26/2023)
RR
Minnesota(10/26/2023)
RR
Mississippi(10/26/2023)
RR
Missouri(10/26/2023)
RR
Montana(10/26/2023)
RR
Nebraska(10/26/2023)
RR
Nevada(10/26/2023)
RR
New Hampshire(10/26/2023)
RR
New Jersey(10/26/2023)
RR
New Mexico(10/26/2023)
RR
New York(10/26/2023)
RR
North Carolina(10/26/2023)
IAR
North Carolina(10/26/2023)
RR
North Dakota(10/26/2023)
RR
Ohio(10/27/2023)
RR
Oklahoma(10/26/2023)
RR
Oregon(10/26/2023)
RR
Pennsylvania(10/26/2023)
RR
Rhode Island(10/26/2023)
RR
South Carolina(10/26/2023)
RR
South Dakota(10/26/2023)
RR
Tennessee(10/26/2023)
RR
Texas(10/26/2023)
RR
Utah(10/26/2023)
RR
Vermont(10/26/2023)
RR
Virginia(10/26/2023)
RR
Washington(10/26/2023)
RR
West Virginia(10/26/2023)
RR
Wisconsin(10/26/2023)
RR
Wyoming(10/26/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
730 Third Avenue, New York, NY 10017-3206
Mailing Address
8500 Andrew Carnegie Boulevard Mail Stop Ssc/c2/08, Charlotte, NC 28262-8500
Phone number
(704) 988-3565
Established
Delaware since 01/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,319
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MANGANO, JENNIFER LYNN | CHIEF FINANCIAL OFFICER | 7659359 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,807 |
| AUM (Assets Under Management) | $ 34,343,329,152 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 12/13/2023 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Investment ConsultantCRD#: 20472Charlotte, NCTRUST BUT VERIFY
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