Jay S. Arce

TAYLOR FINANCIAL GROUP

Roanoke, VA 24018

Some features on this profile are disabled

CRD#: 6579505

Professional summary

Jay Steve Arce, CFP® is a registered financial advisor currently at TAYLOR FINANCIAL GROUP, INC. located in Roanoke, Virginia.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jay has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Steve Arce's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 18, 2018 - Present

TAYLOR FINANCIAL GROUP, INC.

Office #1: 3102 Brambleton Avenue., Sw, Roanoke, VA 24018

RIA

CRD#: 116744

Roanoke, VA

Past

August 4, 2017 - July 17, 2018

SONDER FINANCIAL ADVISORS

RIA

CRD#: 289089

ASHEVILLE, NC

Past

November 18, 2015 - November 22, 2016

COMPASS FINANCIAL GROUP, INC.

RIA

CRD#: 125186

DEERFIELD BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TAYLOR FINANCIAL GROUP, INC.

CRD#: 116744 / SEC#: 801-61747

RIA

Registered Investment Advisory firm - (1/17/2003 Approved)

Virginia

Registered Investment Advisory firm - (1/30/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(10/18/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

TAYLOR FINANCIAL GROUP, INC.

CRD#: 116744 / SEC#: 801-61747

RIA

Registered Investment Advisory firm - (1/17/2003 Approved)

Virginia

Registered Investment Advisory firm - (1/30/2003 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3102 Brambleton Avenue., Sw, Roanoke, VA 24018

Mailing Address

Phone number

(540) 774-7971

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAYLOR FINANCIAL GROUP, INC. WRAP FEE PROGRAM BROCHURE (3/10/2025)

TAYLOR FINANCIAL GROUP, INC. ADV BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,132
AUM (Assets Under Management)	$ 364,966,550

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Mcvey

UBS FINANCIAL SERVICES INC.

IAR

Powhatan, VA

Jon Neuhaus

MORGAN STANLEY

IAR

El Segundo, CA

Michael Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

ST. PETERS, MO

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jay S. Arce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Steve Arce's CRS (Customer Relationship Summary).

Certified licenses

Experience

TAYLOR FINANCIAL GROUP, INC.

SONDER FINANCIAL ADVISORS

COMPASS FINANCIAL GROUP, INC.

Primary Firm SEC Registration

TAYLOR FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Current Firm

TAYLOR FINANCIAL GROUP, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TAYLOR FINANCIAL GROUP, INC.

TRUST BUT VERIFY

Similar Advisors