Amanda E. Pierce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amanda Elisabeth Pierce was a registered financial professional .
Amanda is a previously registered financial professional and started their career in finance in 2015. Amanda had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2021 - April 30, 2026
SHADE TREE ADVISORS LLC
January 4, 2021 - March 30, 2021
GOLDMAN SACHS & CO. LLC
January 11, 2018 - March 2, 2021
GOLDMAN SACHS WEALTH SERVICES, L.P.
December 9, 2015 - January 4, 2021
MERCER ALLIED COMPANY, L.P.
Primary Firm SEC Registration
SHADE TREE ADVISORS LLC
CRD#: 289905 / SEC#: 801-111885
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SHADE TREE ADVISORS LLC
CRD#: 289905 / SEC#: 801-111885
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124 |
| AUM (Assets Under Management) | $ 1,025,542,386 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/02/2026 | ||
| 11/25/2024 | ||
| 01/02/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
